YDS: The Clare Spark Blog

April 14, 2011

Darwin and the climate change debate: the Greens have it

Paul Bettany as Darwin

It is obvious that Charles Darwin (the mid-Victorian fellow with the monkey tail) remains at the center of the warfare between science and religion, but less so clear that he has been recruited (as negative example) to the blazing controversy over man-made “climate change” by at least one or possibly two would-be biographers.

First, I saw Jon Amiel’s Creation (2009, written by John Collee), that purported to show Darwin’s illnesses and other crises that preceded the publication of his world-shattering book, The Origin of Species (1859). The main drama of the film centered around the agonized relationship between the materialist Charles and his religious, disapproving wife Emma. In the film, he can’t make up his mind whether or not to make so drastic a leap into darkness, so gives the ms. to Emma to either repress or to send off to his publisher. Emma, the tolerant [moderate], sends the ms. to the publisher, yet Charles will be buried with full honors in Westminster Abbey, for the filmmaker, obviously a sign of some reconciliation with religion. This is what “moderates” do. And the title (Creation) hardly suggests affinity with Darwin’s beliefs, which were entirely materialistic and did not require multiple creations to account for the fossil record, etc.

I had never read a Darwin biography, so did not know about his long bouts with possibly severe psychogenic illness, so picked up a popular biography by Cyril Aydon, also a resident of the U.K. (Charles Darwin, Constable, 2002) There are mammoth deviations between this biography and the film, but both have designs on the reader. In Aydon’s version, Charles, an “obsessive” that reminds me of Captain Ahab characterizations, is an autodidact, a country gentleman living off the largesse of his father, and without inner turmoil regarding the outcry  likely to ensue as he lays out a minutely documented argument that species have gradually evolved over time through natural selection, and were not specially created by God to adapt to particular environments.  Indeed, Aydon emphasizes, Darwin wrote a will before the ms. was publishable, specifying in no uncertain terms that it was to be published after his expected early death.  Emma was not an actor in this drama of
supposed ambivalence, except at the very end when, inexplicably,  she does not attend his funeral. (WHAT?!)*

But what caught my eye were two details. One was the supposed approval of the Christian Socialist leader Charles Kingsley, a major figure in the march toward British social democracy (and hence a “moderate” who wisely kept religion and science in separate spheres of experience). The other point comes out near the end of Aydon’s book, where he corrects Darwin’s gradualism, suggesting a compromise between the reigning catastrophism (apocalyptic changes in the earth’s history) and Darwin’s incremental transformations of species through competition for scarce resources. Aydon actually mentions “climate change.” And to emphasize the general Gaia orientation of this book, the author insists that Darwin titled his third installment of the great trilogy that began with Origin, The Descent of Man, which is supposed to undercut humanity’s hubris in putting its own interests above that of the no longer “lower” species.

(For more on Charles Kingsley, see his anonymously published Alton Locke, the story of a dying tailor who repents of his prior associations with working-class radicals. I excerpted juicy portions in chapter five of my book on the Melville Revival, especially as the book was a sensation and was probably read by Melville.)

* Darwin is portrayed throughout as not only oblivious to the poor, but as a raving sexist and pre-eugenicist, refusing contraception because the middle class needed to increase its fertility (He was a cousin of Francis Galton too!). But the best part is the lengthy quote from a note he wrote to himself in two columns, one headed “Marry”, the other “Not Marry”:

“Marry: Children–(if it please God)–Constant companion, (& friend in old age) who will feel interest in one,–object to be beloved and played with.–better than a dog anyhow.–Home, & someone to take care of house–Charms of music & female chit-chat. These things good for one’s health.–but terrible loss of time.– My God, it is intolerable to think of spending one’s whole life, like a neuter bee, working, working, & nothing after all.–No, no  won’t do. Imagine living all one’s day solitarily in smoky dirty London House.–Only picture to yourself a nice soft wife on a sofa with good fire & books & music perhaps–Compare this vision with the dingy reality of Grt. Marlbro’s St.

“Not Marry: Freedom to go where one liked –choice of Society & little of it.–Conversation of clever men in clubs –Not forced to visit relatives. & to bend in every trifle. –to have the expense and anxiety of children perhaps quarreling –Loss of time. –cannot read in the Evenings –fatness and idleness–Anxiety and responsibility –less money for books & c –if many children forced to gain one’s bread.–(But then it is very bad for one’s health to work too much)  Perhaps my wife wont like London: then the sentence is banishment & degradation into indolent idle fool. (p. 135. Aydon may have added the italics. The quote is undated but is probably circa 1838)

March 30, 2011

Eric Foner’s Christianized Lincoln

Columbia U. Professor Eric Foner

Eric Foner’s recent history book, The Fiery Trial: Abraham Lincoln and American Slavery ((N.Y.: Norton, 2010) has received the coveted Bancroft Prize. In this blog, I deploy a critical tool used by postmodernists, but with a different purpose. According to the “pomos,” all history writing necessarily falls into one literary genre or another, and the “master narratives” used in the writing of the history of the West are suspect (because the Pomos reject Progress and the [protofascist ]Enlightenment). Much as I deplore the cultural relativism and epistemological skepticism of the pomos, I found such an analytic approach useful in identifying trends in Melville criticism, especially biography. Early revivers of Melville’s reputation followed the Narcissus/Icarus myth. “Ahab”(i.e., Melville) over-reached in the writing of Moby-Dick, so crashed and drowned in the crazy book that followed—Pierre, or the Ambiguities. Drowned, he was done for and lost his reading public. But a competing myth or narrative followed that one (and it is deployed by Foner in his Lincoln study): the conversion narrative as exemplified in John Bunyan’s Pilgrim’s Progress.  In this rendition, Melville, sobered up by the blood bath or quagmire of the American Civil War, recovers to write Clarel: a poem and a pilgrimage to the Holy Land–his very long “Christian” poem (the narrator is devout, but not the title character) and later his supposedly Christianity-infused “Billy Budd,” with Billy blessing the State that is killing him. Of course, all Melville scholarship is controversial, and Melville never followed the neat and consoling mythic narratives that are used to reconcile the deep ambivalence he felt about most issues that roiled the 19th century. Real lives, unlike myths, are messy.

Eric Foner’s new book follows the conversion narrative: Lincoln begins as a conventional white racist, but is pushed by events and the pressures of Radical Republicans away from his earlier desire for colonization of American blacks to Africa, and toward redemption. Like Foner’s massive book Reconstruction: America’s Unfinished Revolution 1863-1877, Foner’s latest history makes Reconstruction utterly unfinished. But in this one he more overtly praises growing state power to remedy injustice, and pulls the reader along as Lincoln “grows” even in his religious references and belief in a God that intervenes in the affairs of humans. Foner’s narrative, dry and boring as most it is, made me weep by the time I got to the end. Hence, the reader is left responsible to remedy the deficiencies of Andrew Johnson’s awful administration and everything that follows. Foner, a populist-progressive (as far as I can tell), mentions Karl Marx only once, to buttress the notion that the real American Revolution followed the Emancipation Proclamation.

Charles Sumner is lauded throughout because he, like the other Radical Republicans, pushes Lincoln in the correct direction. This is the most positive evaluation of Sumner that I have seen since the 19th century, when he was the object of adulation in New England among the abolitionists and thousands of blacks as well. However, in his earlier book on Reconstruction(1988), Foner misreported that Sumner opposed the 8 hour day for workers (p. 481), which was not true, for Sumner came around and voted for the eight-hour day as a result of his friendship with Ira Steward. Another source reported that Sumner thought that labor was overworked and needed the time for education and leisure. (See also a sarcastic reference to Sumner, p.504, footnoting David Herbert Donald’s mostly hostile biography of [the crypto-Jew] Sumner.) So I take this deviation from the usual anti-Sumner line to be opportunistic. (In the writings of others, especially the cultural historians, Sumner is an extremist, another monomaniacal, war-instigating Captain Ahab.) We the readers are supposed to follow the lead of the Radical Republicans into the Promised Land of racial equality, whatever that means.

March 6, 2011

Groupiness

 

David Brion Davis

   I am reposting this excerpt from my book, because it demonstrates the lineage of the cultural historians who dominate the teaching of U.S. “cultural history” and American Studies in the most prestigious Ivy League schools. Although their lineage appears to be derived from the “structural functionalism” of Talcott Parsons, the famed and influential Harvard sociologist, Parsons was no innovator in writing the individual out of history. Rather, the symbolic interactionists were his predecessors; they in turn were part of the genealogy of German idealism as initiated by the eighteenth century theologian J. G. von Herder. So we should not be surprised that Captain Ahab was demonized as a typical American “rugged individualist” by such as F. O. Matthiessen (see http://clarespark.com/2010/12/29/f-o-matthiessen-martyr-to-mccarthyism/), or that dozens of New Leftists allege that symbols (language) create reality. For them, group-think is the norm, the individualist the social disease to be overcome. From these social theorists emanates “multiculturalism” and its “anti-imperialism” that turns out to blame America first, as an unfree world that is falsely contrasted to the slavish Soviet Union.

Europe supported by Africa and America

    And writing in this same tradition, such classical liberals as Charles Sumner were held to be instigators of the American Civil War, whereas such as David Brion Davis, the father-figure to a generation of cultural historians of slavery, the Civil War, and Reconstruction, would follow suit, as Davis hinted strongly that “rational persuasion and gradual enlightenment” would have averted the war that paranoid hotheads had made inevitable. (See David Brion Davis, The Slave Power Conspiracy and the Paranoid Style (1969), p.55, see also p.61.) Throughout the latter book, Davis refers to the Cold War mentality that similarly exaggerates the Soviet threat, so I have concluded that there is a Stalinoid agenda working in this body of work, that uses the abolitionists as a weapon against supposed right-wing hysterics. I identify Davis with regret, because it was his course on American intellectual history at Cornell that led me to take up U.S. history in graduate school.

 [Excerpt from chapter 2, Hunting Captain Ahab:] Rooted, blood and soil historicism would logically have to sabotage the rational search for “common ground” so strenuously advocated by Progressives as the approved Anglo-Saxon solution to class warfare. This impasse was addressed six years later by Nation reader Rabbi Lee J. Levinger, a pluralist and pragmatist, who was the self-proclaimed intellectual descendant of Kant, Comte, Spencer, LeBon, Durkheim, McDougall, Cooley, and John Dewey. Levinger identified two brands of extremism: 100 percent Americans pursuing the “lost cause” of anti-Semitism; and maladjusted Jews suffering from “oppression psychosis.” In his book Anti-Semitism in the United States: Its History and Causes (1925), Levinger softly explained that American “soil” sprouted neither Marxists nor nativist hysterics: “class consciousness” and “prejudice” disappear when hard hearts melt and rationally adapt to new conditions. Jewish immigrants should leave behind their rigid European formulations of Fascismo versus Socialism, Czarists versus Bolsheviks. In racially and ethnically diverse, sprawling, brawling America, unity would yet be found in the “higher synthesis” of “group minds” admiring their “ideal self.” An all inclusive God-figure smiled on equal opportunity, experiments in group adjustment, and a “scientific” sociology in which “group mind” (an “empirical fact”) confers “functional unity.” Worrisome dissension, hate and inter-group violence were produced solely by “hysteria,” the residual “high emotional tone” left in the dissolution of artificial wartime unity. With corrected “gradation of loyalties” and discreetly harmonized “overlapping” “group affiliations,” groups, not individuals, would be possessed of the “individuality” for which democrats yearned. The national (nascently international) symphony should commence. As for domination, there isn’t any. Levinger explained after quoting James Mark Baldwin, a sociologist:

“The real self is always the bi-polar self, the social self.” Empirically, not only are civilization, history and government the products of social heredity; the individual himself as we have him owes his mental content, many of his feelings and motor responses, and his ultimate ideals to the group in which he was born and has developed. On this basis the ancient conflict between the isolated individual and the group domination becomes unimportant, if not meaningless, from the empirical point of view (32).

Regretfully, Levinger’s “exceptional individual,” the “genius or social discoverer” was linked to the “criminal or social rebel.” Mad and tragic misfits–like stubborn, hypersensitive, primitivistic Jews regressively merged with their “alters” or “other”– refused the “tolerant” “social self.”[i] By the end of the 1930s, Melville’s isolatoes (Ahab, Pierre, Isabel, Margoth) would be desaparecidos. Wholeness (but not whaleness) commanded “American” literature.

The Fourteenth Amendment guaranteed equal rights to every individual citizen. The new social psychology was sanely designed to wrest the concept of individuality from individual persons to groups: races, ethnicities and business corporations.[ii] There might be no commitment to civil liberties in the practice of corporatist intellectuals had not the bloody repression of oppositional political speech during the first two decades of the twentieth century apparently propelled workers and their allies toward socialism, forcing moderate conservatives to forestall revolution in the disillusioned lower orders after the Great War by incorporating libertarian ideals and subversive writers. But the inspiring enlightenment rationalism of John Locke, Condorcet, and the Founding Fathers [iii] was vitiated by the racialist Progressive discourse derived from German idealism and the ideas of J. G. von Herder, the hyphenated Americanism promoted after 1916 that advocated antiracist social and educational policies persisting today as “multiculturalism.” [iv] 


                [i] 76. Rabbi Lee J. Levinger, Anti-Semitism in the United States, Its History and Causes (N.Y.: Bloch, 1925), 29, 333-34, 39-44, 51, 71, 78, 94-95, 110, 115.

[ii] 77. A clipping preserved by Carey McWilliams is revealing in this regard: Woodruff Randolph’s editorial in the Typographical Journal 9/4/37, protested recent right-wing offensives; the headline read “Incorporate Unions? Step Toward Fascism, Says ‘Typo’ Secretary.” Randolph contrasted the business corporation “partly a person and partly a citizen, yet it has not the inalienable rights of a natural person” with “A labor organization [which] is organized to do in numbers what each may do individually under his inalienable rights.” Carey McWilliams Papers, UCLA Special Collections, Box 14.

[iii]78. James W. Ceaser, Reconstructing America, Chapter 2. Ceaser differentiates among the Founders, arguing that Jefferson’s political rationalism existed in tension with received ideas on race; the overall effect was to replace political science with natural history as the guide to sound government. Condorcet, the most comprehensively democratic philosophe, the champion of internationalism, popular sovereignty, public education, feminism, and progress, and enemy to separation of powers and checks and balances (as ploys of elites to subvert democratic will), was annexed to the conservative enlightenment to give liberal credibility to the New Deal elevation of the executive branch of government over the legislative branch. See J. Salwyn Schapiro, Condorcet and the Rise of Liberalism (N.Y.: Octagon Reprint, 1978, orig. pub. 1934, repub. 1963), 276-277: “Security for both capital and labor is essential if freedom of enterprise is to survive…Responsibility in government can be more efficiently maintained by giving more authority to the executive, who would wield power, not as an irresponsible dictator, but as a democratically chosen official responsible to a legislature whose essential function would be to act as the nation’s monitor. Progress has been the peculiar heritage of liberalism to which it must be ever faithful in order to survive.” Condorcet joins Paine and Jefferson as fodder for the moderate men of the vital center.

[iv] 79. I am using 1916 as a milestone in the promotion of ethnopluralism because of the publication of the Randolph Bourne article, “Trans-National America,” and a now forgotten book by the head psychologist of the Boston Normal School, J. Mace Andress, Johann Gottfried Herder as an Educator (New York: G.E. Stechert, 1916). The latter introduced Herder as the precursor to Franz Boas and advocated the new “race pedagogy.” There was no ambiguity about the welcome counter-Enlightenment drift of German Romanticism in this work. For Andress, the German Romantic hero was a rooted cosmopolitan, fighting to throw off [Jewish] materialist domination to liberate the Volksgeist. In 1942, Herder was presented as a Kantian, pantheist, cosmopolitan and quasi-democrat, even a supporter of the French Revolution in James Westfall Thompson, A History of Historical Writing, Vol. 2, 33-138, especially 137.

Some more recent intellectual historians are rehabilitating Herder along with other figures of the Hochklarung, similarly held to be avatars of the freethinking emancipated individual. In his talk at the Clark Library symposium “Materialist Philosophy, Religious Heresy, and Political Radicalism, 1650-1800,” (May 1, 1999) John H. Zammito declared that Herder’s philosophy (the demolition of mechanical materialism?) cleared the way for the further development of natural science in Germany. The key figure for these scholars is Spinoza, his pantheism the apex of “vitalist materialism.” Margaret C. Jacob, author of The Radical Enlightenment, 1981, was organizer of the conference, but we are using the term with differing assumptions about scientific method and what, exactly, constitutes the radical Enlightenment.

February 25, 2011

The King’s Speech flap

The Royal Family

[This blog is for Christopher Hitchens:]  Some heated debates have erupted on my Facebook page over the controversy regarding the movie, The King’s Speech. At stake is what sources the average person relies upon to get a sense of what happened in the past. In the case of this much-Oscar-nominated movie, the stakes are very high, for nothing less than the record of the European aristocracy in either appeasing or opposing the rise of Hitler and the expansion of the Third Reich is on the table.

As the comments proliferated, I realized that very few people are aware that history can be, but should not be, an instrument for advocacy in partisan squabbles. We are all at the mercy of our primary source materials, and many of the most crucial records, for obvious reasons, are sequestered far away from the prying eyes of the public (and even when they are released or leaked, we must reckon with the subjectivity of the author). This theme of primary source-aversion is so huge in the story of the Western countries painful slog toward the open society that William Godwin wrote Caleb Williams (1794) about the dire consequences of opening the master’s trunk to ferret out his secrets (as I recall it was title to the land, but correct me). Nathaniel Hawthorne read that book when he was sixteen, and I wonder if his well-known conservatism was fortified out of fear, for neither master nor man turned out well in Godwin’s cautionary tale.  [Read the book, for it is a landmark in English literature and much more complex and deep than my erroneous citation. Melville bought it during his trip to England in 1849, and it had to have influenced Moby-Dick and Pierre.]

Similarly, Captain Ahab’s harpoon was hurled at Leviathan to uncover its secrets, a theme that is carried out in Melville’s subsequent novel, Pierre.  One reason my book on the Melville revival was so long (730 pages, including about 145 pages of endnotes) was that I wanted the reader to look at as much of the evidence I had found as possible, so s/he could determine for herself whether I had mischaracterized the sources or not. This is not the usual practice among academics in the humanities, for it is considered bad form to inflict long quotes on the reader, and a sign that the historian can’t summarize aptly. In the case of Hunting Captain Ahab, I was aware long before publication that fellow academics would think I was on some monomaniacal quest for revenge in stating flat out that almost all the Melville scholarship was either wrong or seriously flawed.

To conclude these brief remarks, we are either up to the challenge of reading and writing history or not.  We cannot sacrifice primary sources for the sake of family or partisan unity. So far on the world wide web, some leftists and liberals have been skeptical about George VI and his possible role as appeaser in the late 1930s, while conservatives have tended to defend the royal family, in one case citing the official biography of George VI as told by John Wheeler-Bennett.  One thing I do know: Hollywood film has tended to play to its audience: movies were populist in the 1930s and remained so during the next period of upheaval—from the 1960s on. Populists are not without their own heroes, nor are they immune from ancestor worship. As for me, I suspect everyone, as a good hunter after hunters is compelled to do.

December 29, 2010

Ayn Rand’s rational modernism

Russian Jew in her natural habitat

Is it not obvious why Ayn Rand continues to attract readers, followers, and bosom enemies? Her novels The Fountainhead (1943) and Atlas Shrugged (1957) have been read by millions of readers,  despite the antagonism of critics from all colors in the political spectrum. Is it not obvious that major presses (Doubleday, Oxford UP) would publish “tell-all” biographies to discredit her major themes by harping on aspects of her private life that supposedly prove that she was ever the amoral Nietzschean Superman, a veritable Hitler to her finally disillusioned “Collective” of assimilated Jews (including Alan Greenspan!) that she gathered around her during the 1960s and on until her death? Why there is a veritable Ayn Rand industry out there, with a new documentary in the making, to be produced by conservatives, as I write this.

The subject of Ayn Rand and her reported mishegas is too large for a single blog; moreover her cultural significance is too great and my research too fragmentary to do justice to the problem. Consider this blog a first try at an explanation for her continued relevance and fascination.

These are the values she upholds in her two mega-meshugenah novels and in later public appearances: New York City and its heaven-assaulting skyscrapers, American exceptionalism as upward mobility, the gold standard, wealth-creation, laissez-faire capitalism, the puritan work-ethic, the irreplaceable good of heroic rugged individualists performing focused and intelligent labor, reason, empiricism, technology, abortion rights, and materialist science–all of which are essential and intertwined elements of the modern world, a world of constant innovation and positive change furiously opposed by collectivists, New Dealers, and statists in general, the totalitarians whom she views as the source of incompetence, waste, disintegration, thuggery, and demoralization. Her affinity group includes Ludwig von Mises and Friedrich Hayek, although their ideas are not interchangeable with hers.

Unlike the irrationalism and tragic vision upheld by competing modernists, Rand’s larger-than-life characters triumph over their reactionary opponents, overcoming obstacles that would intimidate the faint of heart. Impressionistic evidence in addition to remarkable book sales suggest that ordinary readers take courage from these adventures and stand more than a mite taller in the face of arbitrary authority. As I was reading both her novels (I haven’t yet read Anthem or We the Living) and the recent biographies by Anne C. Heller and Jennifer Burns,* I was reminded that her critics treated her as a twentieth-century Captain Ahab and distorted her messages in almost identical ways as have the Melville industry, for instance in deeming Herman Melville (another Romantic artist and individualist for whom Might did not make Right) as a synecdoche for Amerika, as a moral terrorist, as a lunatic, as personally destructive to his wife and children, and as a fatal influence upon the impressionable young. (And the anti-slavery Senator from Massachusetts Charles Sumner has been treated to similar attacks by organic conservatives, as I have shown elsewhere on this website. See http://clarespark.com/2009/10/05/charles-sumner-moderate-conservative-on-lifelong-learning/.)

Above all, Ayn Rand confronted in her most popular works the situation we face today as a Republican Party-controlled House of Representatives prepares to take its seats next week: Will the democratic republic/limited government envisioned by the Founders be at least partly  reinstated either in the next two years or after the election of 2012? Or will “progressives” or, as Rand liked to call them, “looters and moochers,” continue to hold sway?  ”Look not to the stars….” but finish the sentence yourselves.

*Someone once said that no one should write a biography until they are in at least late middle age. I would say over 60, and after having gone through at least some psychoanalytically oriented therapy. Rand’s childhood and young adulthood was so filled with trauma, that had she survived it without scars and foibles, it would have been impossible. What I resent about the recent bios (Burns and Heller) is that they limn some of the reasons for trauma but do not draw the necessary conclusions. Hence the hatchet jobs that they may not have consciously intended. Still, they are writing from the p.o.v. of “moderation.”

F.O. Matthiessen: martyr to McCarthyism?

Maude Slye, Edith Atwater, Frank Oppenheimer, Matthiessen, Lillian Hellman

According to Jennifer Burns, historian and biographer of Ayn Rand, F. O. Matthiessen (1902-1950) was a victim of McCarthyism, hounded to death by zealous anticommunists. She does not provide evidence for this claim. While reading Ayn Rand’s novels and then two recent biographies, I was struck by the representation of Rand as another Captain Ahab: destructive, bossy, and, though an atheist, something of a Russian Jew. Similarly, Ahab was and continues to occupy the Romantic Wandering Jew archetype in the most important Melville literary studies. Their predecessor was Harvard professor F.  O. Matthiessen, like Charles Olson, a hero to many in the New Left. For the first time on this website, I am looting a section of the seventh chapter of my book Hunting Captain Ahab: Psychological Warfare and the Melville Revival (Kent State UP, 2001, paperback rev. ed. 2006). It reflects my politics at the time of writing, and I would revise it slightly were it to be republished today. What matters is the gross distortion of Moby-Dick that remains perpetuated in both high and popular culture. Ahab is Hitler is Jew is archetypal American, exceptional only in his capacity for mindless destruction of Nature and non-white peoples.

[book excerpt:] Charles Olson’s friend and mentor F.O. Matthiessen participated in Irving Babbitt’s antibourgeois offensive: American Renaissance: Art and Expression in the Age of Emerson and Whitman, a monumental study of Emerson, Thoreau, Hawthorne, Melville and Whitman, appeared in 1941; it was the organic synthesis that American literature professors opposed to Marx, Freud, and Parringtonian “economic determinism”[i] had demanded since the mid-1930s (and even earlier). In Professor Merton M. Sealts, Jr.’s view, Matthiessen’s New Criticism [ii] had rescued his generation from the art-erasing politics of Vernon Parrington:

[Sealts letter to me:] In the mid-sixties, shortly after I began teaching at the University of Wisconsin, a graduate student came into my office to tell me, excitedly, that he had discovered a book that would release him from “the tyranny of New Criticism”: Vernon Parrington’s Main Currents in American Thought! To his surprise I observed that when I was a graduate student (1937-1941) it was New Criticism that had released me from the tyranny of works like Parrington’s…the “history of ideas” approach to American literature that was current in the 1930s had talked about everything except the literary quality of the texts under discussion–either because “literary quality” was supposedly lacking in those texts or because the commentators themselves were unable to recognize it. It was Matthiessen’s American Renaissance (1941) that assured many of us that what we planned to teach was worth teaching as literature.[iii]

Although he claimed to be fusing history and literature, in practice, the organicist Matthiessen set himself against both disciplines, leaving himself helpless to act either on his own behalf or that of humanity. By removing the study of literature from its “economic, social and religious causes” (but not from “its sources in our life”) and focusing on “what these books are as works of art,” then fulfilling the “double aim…to place these works both in their age and ours,” Matthiessen radically dehistoricized literary texts. One could move forward and backward between T.S. Eliot, Henry James and Nathaniel Hawthorne, or between Ahab and Hitler because historical specificity and concrete institutional referents had been banished: works of art gave birth to other works of art and yet, though fictions, their characters spoke to us today as if freshly minted. Matthiessen’s understanding of social conflict was expressed in timeless dualisms– Reason v. Passion, Good v. Evil, Civilization v. Savagery, or Heart v. Head: these antagonists made literature and history alike, but religion overwhelmed history and political science. In his draft Introduction to a selection of Melville’s poetry (1944), a pencilled addition mapped the Melville problem in the functionalist style as “Melville’s continual concern with the unending struggle, with the tensions between good and evil: within the heart and in the state, political, social, and religious.”[iv] And Matthiessen’s readings of “literary” qualities could be deficient in formal analysis or even accuracy, because he had appropriated nineteenth-century American literature to support the counter-Enlightenment corporatist goals of twentieth century progressive reform, eliminating textual facts that contradicted the lessons to be drawn from such works as Moby-Dick or Billy Budd, all the while (implicitly) distancing himself from Weaver and Mumford by promising to avoid “the direct reading of an author’s personal life into his works” (AR, xii). Excerpts from drafts and published versions of two major works, American Renaissance (1941) and From The Heart of Europe (1948) clarify Matthiessen’s positions both before and after the war. They seem motivated by the confluence of objectives: a personal and class need for clear, unambiguous, reliable authority (or its simulacrum) and the ideological requirement of his class to moderate the selfishness of upper-class college students lest an unbalanced society continue its path toward disintegration. So Matthiessen evaluated authors and works of art with these standards: symbols should be clear and unequivocal, for (Christian) democratic artists, like other earthy laborers, were craftsmen relating form to function; “individualism” must be tempered by social responsibility. It was Burke against Paine all over again. I will consider his works chronologically, but mostly postponing discussion of From The Heart Of Europe (1948) so that it may be set in the context of other postwar Melvillean pronouncements.[v]

In a book of more than six hundred pages dealing with five major writers and numerous other cultural luminaries of the antebellum period, Matthiessen devoted long sections to Ahab. No previous writer had lavished so much attention on this character, indeed the book was organized around the mad Captain. The preface had ended with a call for artists to abjure [Ahab-ish] anarchy and take the side of the people against the brutal Übermensch who would be limned throughout, while the very last page traced Melville’s progress from the “murky symbols” of Moby-Dick to the “comprehensive symbols” of Abraham and Isaac, Vere and Billy, as if Isaac’s life had not been spared by the Jewish God. In his early unbalanced writings Melville was really the Head person Ahab, not Ishmael and not yet Vere, the Heart person who understood Necessity. Matthiessen had written “…in spite of Melville’s enthusiasm for discovery and revolt [in Mardi], no depth of feeling has fused his instances with his abstractions” (early draft, 153). Instead of the dispassionate assessment of literary qualities that had been promised, Matthiessen delivered a stern rebuke to eighteenth- and nineteenth-century man: there were distortions of the text to support the hostile characterization of Melville/Ahab and to convince readers (and perhaps himself) that Melville was finally the democratic hero Billy who rightly blessed Captain Vere. I still wonder how Matthiessen, a man still revered by academic radicals as a martyr to McCarthyism, could have believed in his own writing.

For instance, the celebrated Father Edward T. Taylor, Methodist preacher to sailors at the Bethel Church in Boston’s disreputable North End, was the source for Father Mapple and identified as an “ex-seaman,” (AR, 127) but not as a protester of Lemuel Shaw’s positions regarding enforcement of the Fugitive Slave Act. [vi] Since Mapple and Ahab (if not always Taylor) were both proponents of the higher law and the “inexorable self” standing up to evil earthly powers, Matthiessen had erased a fact that would have suggested Ahab as an anti-racist, as a man leading a revolution against illegitimate authority on behalf of, not against, the common man. For Matthiessen, the “Keel of the Ages” in Mapple’s Sermon was not Ahab’s Keel, the conscience that informed the struggle for universal human rights, but the “equilibrium” between “sense impressions and his reflective mind” that Melville had achieved, for a change, in Moby-Dick (AR, 128). Father Taylor was mentioned throughout the book as a positive figure, perhaps because, as Emerson had noted, he had unified a diverse congregation at Concord in 1845 (127); spiced with the salty vernacular, his sermons had followed Matthiessen’s prescriptions for a rooted democratic intellectual discourse, appealing to “black and white, poet and grocer, contractor and lumberman….”[vii]

Matthiessen transmitted more serious distortions of the text, none of which, to my knowedge, has been noted by Melville scholars. Referring to the confrontation between Ahab and Starbuck on the quarter-deck, after Ahab nails the gold doubloon to the mast, bribing and hypnotizing the crew into joining his hunt for Moby Dick, Matthiessen described Ahab’s heartless and obsessive vengefulness through the eyes of “powerless” Starbuck:

[Matthiessen:] At the moment of the initial announcement of his vengeance, he rises to a staggering hubris as he shouts, “Who’s over me?” Starbuck, powerless before such madness, can only think: “Horrible old man! Who’s over him he cries;–ay, he would be a democrat to all above; look how he lords it over all below!” Yet Starbuck is forced not simply to resent but to pity him, since he reads in the lurid eyes the captain’s desperation (448).

Matthiessen has erased both content and order: the text states “Who’s over me? Truth hath no confines.” This is Ahab’s response to Starbuck’s accusation of vengeance and blasphemy. Ahab unmistakably announced that the whale hunt was not what it seemed. The text shows Ahab/Melville reproaching Starbuck’s philistinism, telling him to “hark” below the surface of the statement, as Ahab and other modern artists deploy analytic skills to discover the truth and to know themselves: Ahab’s speech is a call to revolution against illegitimate authority, but also a challenge to sincerely Christian readers harkening to Father Mapple’s higher law, in this case conservative New England’s complicity with the slave power. Moreover, Starbuck’s response to Ahab occurs in Chapter 38 (“Dusk”), not immediately after Ahab’s exclamation as Matthiessen implies.[viii] In my view, Starbuck feels invaded, but as a Christian, irresistibly tied to Ahab’s charismatic idea–in Starbuck’s later words, with “soul beat down and held to knowledge,–as wild, untutored things are forced to feed….” Starbuck’s initial response had been anger. Ahab noted that his passion had melted Starbuck’s usual icy incomprehension expressed in “an intolerable…doltish stare.” Ahab says compassionately, “my heart has melted thee to anger-glow,” then he (ambiguously?) apologizes: “I meant not to incense thee.” Perhaps the lurid eyes belonged to Matthiessen reading a double-message and had to be disowned. Similarly, “the queenly personality” who feels her royal rights, Ahab’s self-description and challenge to an indifferent and cruel deity in “Candles,” is negatively interpreted. Without quoting the source in the text, Matthiessen described what Ahab means by “queenly”: “The resources of the isolated man, his courage and his staggering indifference to anything outside himself, had seldom been exalted so high.” Matthiessen’s obliteration of the Milton-Melville connection in favor of Shakespeare-Melville made the task easier.[ix]

The Ahab-Starbuck interchange sums up the Melville Revival: a possibly ambivalent representation of radical Enlightenment and the American and French Revolutions has been caricatured by conservatives. In their readings, the antagonists are bad Jews (the Hebrew prophets, Melville, narcissists, monomaniacs, abolitionists, modern women, materialists as either classical liberals or socialists) and overpowered bad Christians (Melvillains, as Merton Sealts Jr. calls himself and his colleagues), bad because they are seduced where they should struggle to resist. In all fairness, Starbuck should not pity Ahab: Matthiessen says Starbuck’s pity was forced. This shocking recognition of Ahab’s comprehensive cunning could lead to suicide to smother the bad Jew within gentlefolk like Matthiessen, or in the less gentle, the image of the “switching” Jew could rationalize social violence. Note that Matthiessen’s example of “the great artist” was T. S. Eliot, not Melville/Ahab, though he quoted Melville’s approbation of Hawthorne’s “usable truth” before this tribute to Eliot:

[Matthiessen:] Such steady inspection of life, which does not flinch from probing sinister recesses and is determined to make articulate the whole range of what it finds, is indispensable for the great artist. Only thus can he cut through conventional appearances and come into possession of what Eliot has called “a sense of his own age” (AR, 192-193).

Eliot is praised for the qualities Matthiessen lacked in himself, and that are abundantly demonstrated in the materialist Ahab, but here have been misapplied to the corporatist Eliot, enemy to freethinking Jews whose corrosive intellects dissolve natural ethnic, today, communitarian, bonds. The English Tories with whom Eliot bonded were paternalistic agrarians, relentless opponents to the rising industrial bourgeoisie that threatened to displace them. Their counterparts in 1930s America were Southern Agrarians, champions of the New Criticism and, like Harvard professors of American literature, supporters of Roosevelt. In a revealingly erroneous reading of Clarel (AR, 495), Matthiessen, like Willard Thorp before him, confused the merchant Rolfe with the ex-Southerner Ungar, the expatriate mercenary for the Turks, even though Melville had not blurred their identities in his text.[x] To be sure, Ungar had earlier expressed passionate criticisms of “Anglo-Saxon” imperialism, Mammon, and the brutal factory system (AR, 401), but so did the Tories of Young England. Expressing the concerns of other Jeffersonians, Melville had written:

The vast reserves–the untried fields;

These long shall keep off and delay

The class war, rich-and-poor-man fray

Of history. From that alone

Can serious trouble spring. Even that

Itself, this good result may own–

The first firm founding of the state.’ (4.21, 91-96)

Matthiessen had, in effect, made the reactionary Ungar (bearer of “a strain of Indian blood” and “the Catholic mind” or, in Poems, “the Latin mind though no longer in the Church”) a proto-socialist. This is an interesting ideological point since Melville’s character Rolfe was a well-traveled and thoughtful autodidact; his antidemocratic and antisemitic views link him to the organic conservatism of Christian Socialists like Melville’s contemporary Charles Kingsley, author of Alton Locke (1850). Rolfe muses whether or not the outcome of class conflict would be a more stable, legitimate, social order, paternalistically concerned with the condition of labor.[xi] Perhaps reflecting his own state of mind, Matthiessen continued his discussion of “Ungar’s” prediction of the coming socialism with the pessimistic judgment that the lower orders are uncontrollable and overly susceptible to false promises and flattery:

[Matthiessen:] Although Ungar glimpses that possible synthesis, he has little confidence in it. In his view popular ignorance often increases as society ‘progresses,’ and masterless men who have foregone all recognition of evil within themselves, are easy prey for demagogues. He holds that only an awareness of Original Sin can give significance to man’s struggle; and the last that is seen of him by Clarel, he is riding off with “that strange look/ Of one enlisted for sad fight/ Upon some desperate dark shore”(495).

Matthiessen’s apotheosis of Billy Budd’s sacrifice is the elixir soothing Ungar’s despair. The converted Melville “has come to respect necessity,” a fact proven by Melville’s check of a passage from “Peter Schlemihl”: “Afterwards I became reconciled to myself. I learnt, in the first place, to respect necessity” (note, 510). Such a mark, taken by itself, proves nothing. Although moody, Melville did not rest in Ungar’s pessimism. He did understand that history forces certain problems and constraints upon us; moreover, as any moralist would, he grappled throughout life with the ambiguous connection between freedom and necessity, structure and agency. But Matthiessen wants to convince the reader that Melville approves of Vere’s action in hanging Billy. Following earlier conservative readings, Matthiessen praised the Plinlimmonish balance achieved at the end of Melville’s life: he had grown out of the “angry defiance” of Pierre and The Confidence-Man (AR, 511); he cites Vere’s death without “accents of remorse” as proof that “Melville could now face incongruity; he could accept the existence of both good and evil with a serenity impossible to him in Moby-Dick” (draft, 819, AR, 512, “serenity” changed to “calm”). This judgment is further strengthened, pressing the unrighteous moralist Mapple’s inexorable self into Ahab’s materialist savagery:

[Matthiessen:] Vere is the wise father, terribly severe but righteous. No longer does Melville feel the fear and dislike of Jehovah that were oppressing him throughout Moby-Dick and Pierre. He is no longer protesting against the determined laws as being savagely inexorable. He has come to respect necessity (AR, 510). [xii]

Matthiessen had suppressed Melville’s delegitimating remark upon the occasion of Vere’s death from the musket ball shot from the Athée. In Melville’s text, Vere “dropped to the deck” just like Claggart, then the narrator comments, “The spirit that ’spite its philosophic austerity may yet have indulged in the most secret of all passions, ambition, never attained to the fulness of fame.” For Melville, Vere’s lack of remorse stemming from secret ambition was the black mark linking him to the ambitious, lying Claggart, but this evil character is connected to Ahab, not Vere, in Matthiessen’s reading (AR, 505). Captain Vere’s “rectitude” as he announces the verdict that Billy must hang reminded Matthiessen of the eighteenth-century Protestant minister Jonathan Edwards (whose name Melville had written in the margin to pinpoint “the Calvinistic text” preached to a dumb “congregation of believers in hell”):

[Matthiessen:] …the deepest need for rapaciously individualistic America [embodied throughout in Ahab] was a radical affirmation of the heart. He knew that his conception of the young sailor’s “essential innocence” was in accord with no orthodoxy; but he found it ‘an irruption of heretic thought hard to suppress.’…After all he had suffered Melville could endure to the end in the belief that though good goes down to defeat and death, its radiance can redeem life. His career did not fall into what has been too often assumed to be the pattern for the lives of our artists: brilliant beginnings without staying power, truncated and broken by our hostile environment. Melville’s endurance is a reinvigorating challenge for a later America (“reinvigorating” only in final draft, 819, AR, 513-14).

This was the conversion narrative, pure and simple. The later Americans should flee from wayward Prometheans like Hawthorne’s Roger Chillingworth and Ethan Brand, criminal precursors to Ahab, catastrophically possessed by their “proud lonely will[s]” (AR, 449-50, FHE, 30), to the open arms of Captain Vere, i.e., to the reinvigorating submission that Melville had mocked as ignoble servility in White-Jacket, a book Matthiessen rated as “running close to a tract of protest”(285).[xiii] Matthiessen’s final comments on Vere (and Coleridge) had linked the text to the America of the late 1930s and early 1940s, the years of the Hitler-Stalin Pact when the Anglo-American libertarianism of the radical bourgeoisie was once again off-limits to the Stalinist Left.

During the early and mid-1940s, the post-Weaver separation of Melville from Ahab energized by Mumford, Thorp and Matthiessen continued. An ominously antimodern, somewhat anti-Jewish article in College English (1943) moved Henry W. Wells of Columbia into his colleague Weaver’s territory, promoting Clarel at the expense of Moby-Dick. The following year, Wells, like Thorp, presented Melville as a moderate democrat, not the aristocratic rebel of Weaver’s biography.[xiv] Charles Olson, writing Call Me Ishmael after these judgments, again modified his reading of Ahab. In his earlier essay, “Lear and Moby-Dick” (1938) Ahab was condemned for the “solipsism which brings down a world,” while the crew participates in the “citizenship of human suffering”: this is Melville’s (Lear’s and Job’s) “meaning” (186, 189).[xv] Olson seemed to be pessimistically criticizing democratic leadership, but with respect for the crew. Call Me Ishmael (1947) more explicitly took on (protofascist) mass politics, linking Ahab’s “Conjur Man” destructiveness to heartless, Ethan Brand-style Enlightenment Reason:

[Charles Olson:] Melville was no naive democrat. He recognized the persistence of the “great man” and faced, in 1850, what we have faced in the twentieth century. At the time of the rise of the common man Melville wrote a tragedy out of the rise and fall, of uncommon Ahab…[T]he common man, however free, leans on a leader, the leader, however dedicated, leans on a straw [reason, the brain, C.S.]. (64)…In exactly what way Ahab, furious and without fear, retained the instrument of his reason as a lance to fight the White Whale is a central concern of Melville’s in Moby-Dick. In his Captain there was a diminution in his heart (72).

Similarly, Willard Thorp’s contribution to The Literary History of the United States (1948) abandoned Pierre: no longer a flawed but “fascinating book” (1938, lxxvii), it is “not a perfect book. It is not even a good one, judged by any standards” (458). Thorp’s other assessments returned with a new emphasis on the importance of Clarel and Billy Budd. Melville’s dangerous sympathies with the wantonly self-directed Ahab’s untrammeled curiosity and materialism had been averted; “private hurts” had been “healed” by the Civil War. The Epilogue to Clarel proved that Melville had chosen broad-minded Rolfe (468) over the antidemocrats, Mortmain and Ungar. In fact, the regenerated writer had come to a serene and manful end in all his Epilogues: the Epilogue to Moby-Dick proved that “young Ishmael” had seen through and rejected Ahab (461); from the Civil War poems onward, Melville had “worked his way to the solid ground on which he finally stood when he wrote Billy Budd” (404). For many liberal critics, the story has been either ambiguous or a thinly-veiled ironic antiwar protest written from the Left; as Hayford and Sealts have shown in their genetic reconstruction of the text (1962), Melville himself increased the polarity between Claggart and Billy. (In the earliest version, Billy is a sexually experienced older man, a guilty mutineer. Gradually he becomes the child-like naif. The poem “Billy in the Darbies” was written first, resulting in some disjuncture between the poem and the final version of the narrative.) For Thorp, however, the sharp division between the naturally depraved, monomaniacal, and subversive Claggart and naturally innocent Billy had shattered the “fetters” of ambiguity, as perhaps it had done for Melville-in-retreat. The brainy mixture of good and evil, “the strange union under the eaves” (457) that had chained Pierre to immobility (470), was finally unmuddied.[xvi]

[Harrison Hayford to Tyrus Hillway, co-founder of The Melville Society, 25 Jan. 1945:] I met [Merton Sealts] wandering in a daze one day just outside the Toasty, and he said “Either Melville is crazy or I am, or someone is.”

In the process of conflating corporatism with democracy, Thorp had, like Matthiessen, cleanly separated the good, questing, submissive adolescent (the redeemed Ishmael-Billy) and the bad father (Ahab-Claggart). The rhetoric Thorp applied to Billy and Claggart implied that their genetic inheritance was dissimilar: the difference between Aryan Billy and the black-hearted monster Claggart was perceived in virtually racial terms. The connection Melville had drawn between the two quasi-lunatics Claggart and Vere, however, was invisible. And Billy was good in Thorp’s reading because he understood the necessity for heroic self-sacrifice when Vere (Order, not Truth) demanded it. Thorp had consistently assimilated Melville’s career to the conversion narrative. The same gesture had bolstered the hegemonic humanities line contrasting Western democracy with German autocracy or Bolshevism, following the ideology of the Columbia University “War Issues” course devised to build support for American participation in World War I and continued in the plans for the Jefferson Memorial, 1939.[xvii] This might have been an honest contrast had not the corporatists been as intent as Nazi and Stalinist bureaucrats in treating the contagious Lockean and Jeffersonian ideas of the American Revolution, turning these radical thinkers upside down to invert slavery and freedom, reinstating the Great Chain of Being to heal wasted liberals.[xviii] By bringing ethnopluralism into the discussion of psychological warfare in the Melville Revival, I am saying that the core conflict between the wars was not democracy versus totalitarianism or autocracy; rather, the forces of modernity were arrayed against those of reaction, even inside “democratic” countries and often inside individuals. Reactionaries might or might not represent themselves as progressives. I have tried to clarify the dispute by deploying the distinction between “rootless cosmopolitans” (exponents of urbanized industrial, scientific society) and rooted cosmopolitans (exponents of small town life with pre-capitalist social relations). English and American Fascist writers of the 1930s made this distinction explicit.[xix]

After the war, Matthiessen and Alfred Kazin taught American literature in Austria and Czechoslovakia, describing their topic as the age of Whitman and Melville. Since both men wanted to teach Moby-Dick and Billy Budd, they divided their groups, Matthiessen discussing Melville followed by Henry James, while Kazin’s Melville was followed by Henry Adams. Matthiessen turned the journal of his fascinating and informative European experiences into a book, From The Heart of Europe (1948), with the published version forced to deal with the recent Soviet actions that had destroyed the independent democratic socialist state of Czechoslovakia, actions that were pending while Matthiessen was still there and for which he became an apologist. Matthiessen (whose father and grandfather had become wealthy through the applied sciences) felt he should explain why he never became a Marxist:

[Matthiessen:] I am a Christian, not through my haphazard upbringing but by conversion conviction while at Yale, and I find an[y] materialism inadequate. I make no pretense to being a theologian, but I have been influenced by the same Protestant revival that has been voiced most forcefully in America by Reinhold Niebuhr. That is to say, I have rejected the nineteenth-century belief in every man as his own Messiah, along with the other aberrations of that century’s individualism; and have accepted again the doctrine of Original Sin, in the sense that man is fallible and limited, no matter what his social system, and capable of finding completion only through humility before the love of God.[xx]

The cross-outs suggest that Matthiessen had no religion before he attended Yale, and that he was searching for the security of a clear, consistent set of rules. The rest of the statement is a grotesque Hume-style caricature of seventeenth-century left-wing Protestantism that is conflated with the most buccaneering irreligious capitalism and then made symbol for the entire nineteenth century. But he was “a radical democrat,” an admirer of Walt Whitman and Lenin (draft, p.10). In spite of its flaws, we should accept the Russian Revolution because “…the Russians have not been deflected from the right of all to share in the common wealth.” As for the disappointed libertarian Czechs, they really were moving toward socialism, despite apparent reverses. They should understand that

[Matthiessen:] Freedom can be gained and protected only by groups functioning together, with their sense of social responsibility as highly developed as their sense of individual privilege. That is what I understand by the definition of freedom as the recognition of necessity (FHE, 142).

In a passage that reiterated the primary thesis of American Renaissance (and derived from the aesthetic theories of Herder, Wordsworth and Coleridge), Matthiessen nostalgically described the role of art in primitive societies. Art best functioned as release:

[Matthiessen:] This knowledge is common in primitive societies where the role both of the medicine man and of the ritualistic priest or poet is to exorcise the evil spirit and to invoke the good spirit by naming them. The naming must be exact, and it requires all the magical skills of the artist, all his control over words to make them become one with the thing…the primitive exorcism by naming life even as it is in its worst moments, and thus releasing us from fear of the unnamed and unknown (FHE, 49).

Melville is not listed among the dark modern figures that provide a similar salutary catharsis: Hamlet, Schopenhauer, Leopardi, and Kafka. Matthiessen also distanced himself from fellow lecturer Lyman Bryson, who had criticized “mechanical Stalinists” and the “Hollywood mass producer” [sic] alike, both of whom were committed to “official versions of life” (draft, 66, FHE, 51-53). These statements, taken together and in tandem with American Renaissance, strongly suggest that Matthiessen was always frightened by the introspection and social inspection that discloses contradictions between signifiers and the signified, the critical process represented by Ahab’s leaps into the unknown, from light into darkness, into disillusion with father figures, thence into Pierre’s ambiguous choice to merge with Isabel, ambiguous not because of elusive or necessarily contaminated “truth,” but only with regard to the writer’s self-interest. Where would it all lead? Would the innocent be sacrificed in the effluent of righteous action? So Matthiessen preferred to melt into the mass and worship necessity.

He had been re-reading Moby-Dick: it was the book he most wanted to talk about in his trip to Europe; the emphasis on racial equality (that he had almost forgotten) had deeply moved him, but the auspicious beginning had been undermined by Melville’s submission to Ahab:

[Matthiessen:]…his ejaculation of the ‘divine equality’ among men was not borne out by what happened. Even the friendship between Queequeg and Ishmael was dwarfed and lost sight of in the portrayal of Captain Ahab’s indomitable will. The single individual, a law only to himself, treats his entire crew as mere appendages to his own ruthless purpose, and sweeps them all finally to destruction. No more challenging counter-statement to Emerson’s self-reliance had yet been written. No more penetrating scrutiny could have been made of the defects of individualism, of the tragedy that ensues when man conceives proudly of himself as pitted against the mass, instead of finding the fulfillment of his nature through interdependence with his fellow-men (FHE 36-37).

This characterization may not jibe with the text: Was Ahab pitted against the mass, or was that Ishmael’s and Starbuck’s reading? Melville’s long-suppressed annotations to Paradise Lost (along with remarks in his published letters and the not-so-muffled protest that he telegraphs throughout) indicated that he was writing under censorship; moreover he had no use for demagogues and mobs or frontier rowdiness and brutality. Melville’s marginalia strongly suggest that Ahab was the necessarily masked modern artist, the Promethean who would, however abandoned and mutilated by God and his fellows, stand alone if necessary, to speak truth to power; he was also speaking to posterity so that his less perceptive and more deferential fellows might one day be emancipated from illegitimate authority. Matthiessen’s Ishmaelite/Anglo-Catholic interpretation of Ahab’s motives rhymed exactly with the picture of the cynical demagogue Hitler disseminated by his colleagues Henry Murray and Gordon Allport in their worksheets on morale (1941). In 1948, Matthiessen praised the student with Heart and buried the [Head] whose views of Ahab diverged from the official story:

[Matthiessen:] In the final session of our discussion group [in Czechoslovakia] Vladimir Kosina raised the topic, “What is there in Moby Dick that would not have been written by anyone except an American?’ Several ideas were picked up from our earlier sessions: the author’s immersion in everyday experience, the union of work and intellect that we had found in Thoreau, Whitman’s kind of belief in the common man. One girl felt that Ahab was a thoroughly American hero in his determination, no matter what the obstacles, to do what he set out to do…. Some sentences from these students’ final essays were very impressive. Bohumil Seidl, after analyzing the basis for Ahab’s tragedy and finding it in the absolute ruthlessness of will that mistook its own desires for divine command, concluded: “The central moral problem in Moby Dick, the relation between will and feeling, particularly appeals to us who, not long ago, had opportunity to experience the disastrous consequences of a strong will in Germany, the will to power, surrounded by mythology and absolutely shorn of human feeling”[xxi] (my emph.).

The one unnamed girl who read Ahab as a positive figure is barely visible because Matthiessen preferred corporatist formulations of the causes of World War II, in Bohumil Seidl’s “very impressive” instance blatantly identifying a nation of American Ahabs with Nazi Head people. For Heart people, triumphant fascism as the outcome of class conflict, economic crisis, Stalinist tactics, and appalling sectarianism in the German Left is invisible.[xxii]

Such confusion is consistent with the counter-Enlightenment views of T.S. Eliot, Matthiessen’s ideal of positive intellectuality (though he later disavowed Eliot’s refusal of social action, FHE, 82). Matthiessen, like Mumford, Olson, and Thorp before him, was supporting the Tory “Melville” they inferred from the later texts. Ersatz critical tools left them helpless in the face of preventable disasters. “Starbuck” was periodically depressed. The conclusion to the life of Matthiessen was a leap from the twelfth floor of a Boston hotel room in 1950.[xxiii] Harvard English professor Kenneth Murdock wrote to Perry Miller after Matthiessen’s suicide:

[Murdock:] Matty’s nervous depression had been growing steadily more intense all winter, and he seemed to have lost any ability to conquer it by will. His friends urged him to see doctors, but he could not bring himself to do so, and I’m afraid his last months were spent in great anguish and loneliness. His friends did everything they could to help him, but he found it more and more difficult to see people and, I suppose, contributed to his final collapse by keeping steadily at work on his writing and sparing himself nothing. [xxiv]

[Added 12-29-10: Matthiessen's lover Russell Cheney died after the war, exacerbating the depression "Matty" had experienced during the late 1930s.]   The Harvard community of humanists, with all their erudition and accumulated wisdom, could neither help their friend nor in any rational manner explain the horrendous conflicts of this century. In the war between passion and reason, passion won out; Matty lacked the self-control that would moderate his austerity. His colleague William Ellery Sedgwick (1899-42) had earlier (probably) committed suicide; his unfinished study Herman Melville: The Tragedy of Mind, edited by Sedgwick’s widow Sarah Cabot Sedgwick and Theodore Spencer, was published by Harvard in 1944. Henry Murray reported that Mrs. Sedgwick blamed Melville’s Pierre for her husband’s death. But an unpublished poem by Sedgwick, “The Dark House,” suggests that Tory anti-intellectualism was the symptom of excessive self-denial in the service of class rule. It bred despair, isolation and emptiness, not the camaraderie and sane amelioration that the Heart people had professed. This is the poem as written in Sedgwick’s hand: [xxv]

Scribners 1932-36

Stands in the darkness

on the stairs

of the dark house

a life so young–he stands there

tiptoe to question;

stands in the darkness on a stair

makes tentative the silence there.

and near him there

(no where)

chipped by a clock

bright moments fly

upward;

are there only dark hours

and he waits for me.

Across the obscure accumulation of my days

and undecided ways

he waits.

And I’ll not come;

out of the emptiness I’d bring

I should not answer anything.

P.C.  Where I have been he is;

Where I shall be, he is before

and where he asks no more.

The questing Enlightenment mind lives with ambiguity and uncertainty: formulations of moral action in a secular world are necessarily experimental and provisional; we adjust received notions of morality to things as they really are, and the things might be strange indeed, nutty enough to merit structural transformations. While Melville found this lively habit of mind excitingly adventuresome (though it also gave him pause), these were exactly the “tragic” qualities that made Sedgwick and Matthiessen nervous. Similarly, “uncertainty” was the deadly enemy to social coherence in the worksheets devised by Murray and Allport to boost civilian morale before and after the war, even as they affixed the word “provisional” to their specific recommendations. Hitler felt the same way, and devised his theory of propaganda to forestall ambiguity, for this greyness made it impossible to mobilize support for wars to save the planet from Jewish or German Objektivitätsfimmel, the brain-buzz or craze for objectivity that made it hard to establish the harmonious “people’s community,” reunited because rescued from vertiginous, Jewishly instigated, internal contradictions. In his own words, Hitler explained that he was simplifying but not falsifying his messages; the masses were too irrational to cope with the finer points of such pivotal issues as German responsibility for the Great War. This congruence between Nazi and American propaganda was not concealed by Murray and Allport. Indeed, they imitated (almost) the totalizing propaganda of the Nazis:

[Worksheets, Murray and Allport:] The propaganda campaign must be based on a total view of the situation, expressed in an ideological language almost as inclusive as that of the Communists or the Nazis themselves. From the perspective of this ideology, all specific news items should be interpreted, so that they acquire significance beyond themselves and are seen as part of a coherent drama of dynamic forces. Radio programs of propaganda and propaganda leaflets should not be showered off hit or miss; perhaps at cross-purposes, and probably without effect, but should converge upon the master interpretation of the forces involved in the war. Only with a definite rationale, adhered to over a long period of time, can our propaganda have a cumulative effect and thus finally play an important role in the defeat of the enemy (p.2, worksheet on Psychological Warfare).

Harvard professors of American history and literature were joined to American, Nazi, and Communist social pathologists in their pedagogy of the paranoid sublime, the good fight between godly faith and demonic disbelief. But theirs was the destructive method they consistently attributed to wicked Ahab and the equally adolescent Pierre whose universalist ethics the corporatists had transmuted to absolutist domination while disseminating their own, preferred, “master interpretation.” By contrast with Ahab and Pierre, Matthiessen and his counterparts were pluralists of the blood and soil variety. Like Murray and Allport, Matthiessen wished for a modicum of diversity-with-integration, not fusion; we should rewrite our history. Concurring in the important revision of American nationality advanced by Randolph Bourne (1916) and Horace Kallen (1924), Matthiessen urged that the cultural domination of the old Anglo-Saxon elites be repudiated, and moreover:

[Matthiessen:] By making Americans more aware of the diversified strains from which we have come, it would enable us to know more about the rest of the world, and it could help to provide us with the international understanding we so much need now in fulfilling our unaccustomed but unavoidable role as a world power (FHE, 125-126, my emph.).

NOTES:

[i]               104. “Economic determinism” as used by the moderates studied here does not refer to an economic model that neglects the force of religion or other ideas in history. Rather, it signifies the ideas of the “mechanical materialists”:  the philosophes who spawned the mob-driven French Revolution. See Harry Hayden Clark, Thomas Paine, 1944. Clark’s consensus-building project is clearly directed toward separating Paine from the radical Enlightenment and from radical puritanism, while making him the standard bearer of American idealism and cultural freedom. Clark asks the reader to scrutinize Paine’s writing where he will discover Paine’s belief in science as revelation of natural order and harmony, rhyming exactly with the goals of progressive New Dealers (though the analogy is never exactly drawn). Readers could substitute the Axis powers for Paine’s Tory Britain or ancient Hebrew royalists.

[ii]               105. See the admiring essay by New Leftist George Abbott White, “Ideology and Literature: American Renaissance and F.O.Matthiessen,” Literature in Revolution, eds. George Abbott White and Charles Newman (New York: Holt, Rinehart, Winston, 1972), 430-500, in a volume dedicated to Matthiessen; White attempts to separate him from other New Critics (considered today to be conservative).

[iii]              106. Merton M. Sealts to me, 20 June 1987. Sealts, a Stanley Williams student, is one of the leading Melvilleans and the scholar who completed the Olson project to reconstitute Melville’s library. Sealts, however, denies that he was a New Critic, but eclectic: “…my approach to…”I and My Chimney” combined the biographical orientation then current among Melvilleans with the new discipline of close reading (picked up from New Criticism) and an interest in symbolism deriving from such critics as Eliot and Wilson Knight.” Cf. Robert Spiller’s review of  Matthiessen’s book in American Literature 13 ( Mar.-Jan.1941-42): 432-435. Spiller commended his critical method which reconciled aestheticism and historicism through organic form (“a modern functionalism”). While advocating an extreme determinism (“masterworks” are entirely caused by (great?) “social and philosophical forces”), Matthiessen had rescued artists and literary history from the economic determinists: “those historians who evaluate literature in terms of its content of communism, agrarian democracy, Puritanism, materialistic determinism, or other borrowed ism. The central pole of reference is esthetic significance.” But see H. Lark Hall, V.L. Parrington: Through the Avenue of Art (Kent, Ohio: Kent State Univ. Press, 1994) where Parrington’s views are linked to those of Henry Adams, Randolph Bourne and other native born radicals (i.e. the corporatists described in my study).

[iv]              107. F.O. Matthiessen Papers, Box 6, Houghton Library, Harvard University. These sentences ended his Introduction to Herman Melville Selected Poems (New York: Oxford Univ. Press, 1944), a work dedicated to the late William Ellery Sedgwick. The published version changed the word “heart” to “mind.” Cf. the NEH project proposal for a Documentary Film on the Life and Work of Herman Melville, authored by George H. Wolfe. In a letter of 12 Feb. 1979 Wolfe (of the University of Alabama) asked Jay Leyda to join consultants Richard H. Fogle, Harrison Hayford, and Howard Vincent. The NEH application states that the film will treat “Melville’s relentless search to unravel the meaning of meaning and the nature of good and evil…his brilliant examination of the human condition…For Melville is concerned with nothing if not with the way men make ethical choices (and live with the results), engage life fully (or fail to), and deal with the ambiguous possibilities of good and evil in human affairs…his cosmic debates with himself about the nature of man. These interior battles bisect his life and work until finding some sort of odd solace in the final brilliance of Billy Budd.” That social cohesion was on Wolfe’s mind is indicated by his definition of Melville’s context: formation, dissolution, reformation of union. The proposal also mentions a third narrative voice, Lizzie, who will provide information about “Herman’s black moods, his monomaniacal writing habits, the state of his health, the progress of his literary works, his finances, and so forth.” Nathaniel Hawthorne is the most important single influence on Melville’s art; the Bible and Milton are not mentioned. See Leyda Papers, NYU.

[v]               108. Cf. The Harvard Report, General Education in a Free Society, 1945, 110-115. Matthiessen is mentioned in the acknowledgments as having either aided the Harvard Report or served on a sub-committee. Their recommendations for methods in high school teaching of English (“language and literature”) include these vague yet balanced strictures meant to emancipate students from both ignorance and faction-making critical habits: “Among prevailing trends to be discouraged in the study of literature, it would list: Stress on factual content as divorced from design. Emphasis on literary history, on generalizations as to periods, tendencies and ready-made valuations–in place of deeper familiarity with the texts. Strained correlations with civics, social studies. Overambitious technical analysis of structure, plot, figurative language, prosody, genre. Use of critical terms (Romanticism, Realism, Classical, Sentimental) as tags coming between the reader and the work. Didacticism: lessons in behavior too closely sought. These dangers are familiar to reflective teachers, as are their opposite extremes: Superficial reading of too much, with no close knowledge of either the content or its import. Lack of any aids to the understanding of what is being read. Indifference to or ignorance of techniques of literature. Avoidance of critical terms and appraisals when the student is ready for them. Irresponsible attitude to the implications of what is being read.” The authors then recommend “abridgement and selective editing” to make great works accessible to general readers. Imagine the “moderate” reader of this report, asked to determine what is too much or too little in her interventions.

[vi]              109. See Charles H. Foster, “Something In Emblems”: Citing Gilbert Haven and Hon. Thomas Russell, Father Taylor, The Sailor Preacher (Boston: H.B. Russell, 1872), especially Chapter XV, “In Reforms,” Foster argued that Taylor (originally a Virginian brought up among slaves) went back and forth on the abolition question and was an unlikely model for the ultra-abolitionist Mapple. But as the nineteenth-century authors (one a minister, the other Collector of the Port of Boston) more precisely put it, “…he shot back and forward between the contending hosts and ideas, faithful alike to his two central forces,–love of ideal truth, love of organic form. Truth must not shatter form: organism must not stifle truth” (250). Here is the double-bind constantly encountered and identified by Melville as I have argued throughout. Yet Taylor could not stomach the Fugitive Slave Act. His biographers report this conversation: “…just after the passage of the “Fugitive Slave Law,” he was standing at the door of the Methodist Bookstore, No.5 Cornhill, and Rev. Thomas Whittemore, the leading Universalist preacher, who was a very strong abolitionist, was passing. “Well,” said Father Taylor,” Brother Whittemore, are you and I going to turn slave-catchers and do the dirty work of these miserable man-thieves?” “No, said Mr. Whittemore, very indignantly. “No, no!” “No, no!” said Father Taylor, with greater emphasis, clapping him warmly on his back: “we’ll see them all in hell first; won’t we, Brother Whittemore?” (253-254).

Melville’s conservative narrators fit comfortably into the popular evangelical protestant culture of his day. The Bethel Church was funded by members of the Unitarian merchant class of Boston, and its purpose was conversion and moral uplift, not the politicizing of the sailor congregation. Taylor, a former sailor and circuit-rider, ardently defended Church and State (laws were inevitably imperfect, being the creation of devil-infested man, 175). With the example of successful mutinies before them (192), captains were asked to sacrifice their natural propensities to tyrannize sailors; while sailors were asked by Taylor, ever the temperance crusader, to give up drink and promiscuity (that were not only impoverishing their wives and children, but infecting and debauching heathen populations that missionaries sought to Christianize), to adhere strictly to duty, with a blissful heavenly reward in sight. One observer, John Ross Dix, described the one painting in the Bethel that transmits the message: “[The Church] is small and neat,–the only ornament being a large painting at the back of the pulpit, representing a ship in a stiff breeze off a lee shore, we believe; for we are not seaman enough to be certain on this point. High over the mast-head are dark storm-clouds, from one of which a remarkably small angel is seen, with outstretched arms, –the celestial individual having just flung down a golden anchor bigger than itself, to aid the ship in its extremity, we presume, although there is attached to the said anchor but a few inches of California cable, which for any practical purpose would not be of the slightest use. However, we must not be critical on allegories; and perhaps many a sailor now on the great deep has pleasant recollections of the picture: if so, a thousand such anachronisms might well be pardoned” (357-358). Another sailor-preacher, Enoch Mudge, was suggested by Jay Leyda as the source for Father Mapple (see below). The Historical Note to the N/N Moby-Dick, discussing the paucity of real-life models for Melville’s characters, names a sailor, Backus, as the source for Pip, then states “(The only convincing exception is Father Mapple, for whom Father Edward Taylor of Boston supplied more than a hint)” (636). We are not told why the editors are convinced. In his Melville biography, Hershel Parker mentions both Mudge and Taylor, but does not specify their politics.

[vii]             110. Matthiessen was quoting Emerson.  Haven and Russell, Father Taylor, are unclear on the integration question. One observer, pro-abolitionist Harriet Martineau, saw segregation at Bethel: “There is one great drawback in the religious services of his chapel. There is a gallery just under the roof for persons of color; and ‘the seed-carriers of the world’ are thus countenanced by Father Taylor in making a root of bitterness spring up beside their homes, which, under his care, a better spirit should sanctify. I think there can be no doubt that an influence so strong as his would avail to abolish this unchristian distinction of races within the walls of his own church; and it would elevate the character of his influence if the attempt were made” (348-49). However, Stevens, historian of the Methodist Episcopal Church, describes the perfect missionary with a different scene: “In a spacious and substantial chapel, crowded about by the worst habitations of the city, he delivered every sabbath, for years, discourses the most extraordinary, to assemblies also as extraordinary perhaps as could be found in the Christian world. In the centre column of seats, guarded sacredly against all other intrusion, sat a dense mass of mariners,–a strange medley of white, black, and olive,–Protestant, Catholic, and sometimes pagan, representing many languages, unable probably to comprehend each other’s vocal speech, but speaking there the same language of intense looks and flowing tears. On the other seats, in the galleries, the aisles, and the altar, and on the pulpit stairs, crowded, week after week, and year after year (among the families of sailors, and the poor who had no other temple), the élite of the city, the learned professor, the student, the popular writer, the actor, groups of clergymen, and the votaries of fashion, listening with throbbing hearts and wet eyes to the man whose chief training had been in the forecastle, whose only endowments were those of grace and nature, but whose discourses presented the strangest, the most brilliant exhibition of sense, epigrammatic thought, pathos, and humor, expressed in a style of singular pertinency, spangled over by an exhaustless variety of the finest images, and pervaded by a spiritual earnestness that subdued all listeners; a man who could scarcely speak three sentences, in the pulpit or out of it, without presenting a striking poetical image, a phrase of rare beauty, or a sententious sarcasm, and the living examples of whose usefulness are scattered over the seas” (367). Significantly, the authors compare Father Taylor to Wordsworth’s Peter Bell (437). I am reminded of Melville in his conservative mood, situated as a stylist in the culture of popular evangelical religion.

[viii]             111. Matthiessen had already set this up earlier on page 426, following a portion of Ahab’s quarter-deck speech rendered in blank verse with the statement, “Starbuck’s meditation opens the next chapter: “My soul is overmanned…” He has excised the chapter “Sunset.”

[ix]              112. See my discussion of Melville’s Milton annotations above and their relevance for Ahab’s probable allusion to Eve, addressed by Satan as “Queen of this Universe.” Matthiessen is contradicting his response to Olson’s draft essay, that Melville could not have lacked the tragic sense.

[x]               113. Willard Thorp, Representative Selections, xci,cxviii.

[xi]              114. Rolfe has been taken by corporatist Melvilleans to be Melville’s true voice in Clarel.

[xii]             115. Matthiessen uses the word “inexorable” to sting Mapple’s and Ahab’s “inexorable self” that stands up to illegitimate authority.

[xiii]             116. Cf. Olson, M.A. Thesis, quoted above; also the chapter on Dana in D.H. Lawrence, Studies In Classic American Literature (New York: Seltzer, 1923). Matthiessen flunks White-Jacket as art: of all Melville’s early too-concrete works, it is “[the] most heavy and diffuse through its number of surface details.” When the right-wing modernists looked for equilibrium between matter and spirit, the lurking model giving specifity to their abstraction was the “dynamic equilibrium” between master and man, characterized by “reciprocity” before the rule of capital destroyed such bonds.

[xiv]             117. Henry W. Wells, “Herman Melville’s Clarel,” College English 4 (May 1943): 478-483; “An Unobtrusive Democrat: Herman Melville,” South Atlantic Quarterly 43 (Jan. 1944): 46-51.

[xv]             118. But see H.M. Bossard to Olson, 26 Mar. 1938, giving him the reference he requested on Jung’s analysis of Hitler, “Wotan: a psychologist explores the forces behind German fascism.”

[xvi]             119. Page references are to Thorp, Literary History of the U.S. (New York: Macmillan, rev. ed.,1974). Melville tried to reform the missionaries in his first works; by the late 1850s, in his lecture “The South Seas,”he advised Americans to leave primitives alone until the “civilized” had reformed themselves. Thorp’s Christian Socialist account would support the aims of the internationalism of the postwar upper-class peace movement by rebuking Pierre’s excessive idealism and rejection of pragmatism. See Thorp Representative Selections, xxxviii; Thorp, Literary History, 470. The strange union refers to the living arrangements of Pierre and Isabel (later joined by Lucy) in the city.

[xvii]            120. See Carol Gruber, Mars and Minerva; also The Report of the Thomas Jefferson Memorial Commission to the Senate and House of Representatives, June 1939 which stated “For more than 50 years, Thomas Jefferson, the third president of the US, has been recognized by our citizens not only for the outstanding part which he took in the drafting of the Declaration of Independence, itself, not only for his authorship of the Virginia Statute for religious freedom, but also for the services he rendered in establishing the practical operation of the American Government as a democracy, and not an autocracy.”

[xviii]           121. I am not claiming a moral equivalency between the New Deal and fascism or Soviet communism; state murder is not the same as marginalization or unemployment or amnesia. As I have argued throughout, while diffuse anxiety and self-censorship characterizes postwar American culture, libraries remain open, though access to state secrets is still limited, with the result that conspiracy theories further pathologize our political culture.

[xix]             122. See Donald Davidson, “Where Are The Laymen? A Study in Policy-Making,” American Review 9 (Sept. 1937): 456-481. Davidson was protesting against mushrooming independent citizen policy groups in the South, loosely allied with, but also critical of, the Roosevelt administration. Davidson derisively typed these fact-finders as either neo-abolitionists or as top-down social planners. Scientific industrial society had destroyed the capacity of Jeffersonian democrats to participate in the major decisions of their lives. The New Left phrase “participatory democracy” may be indebted to such 1930s agrarian thought, proudly professed by Davidson as “fascist.”

[xx]             123. “From the Heart of Europe,” “revised early draft 2,” p. 10, Box 6, Matthiessen Papers, Houghton Library, Harvard University. See From The Heart of Europe (New York: Oxford Univ. Press, 1948), 82. In 1937, Reinhold Niebuhr had written “…religion is forced to tell many little lies in the interest of a great truth, while science inclines to tell many little truths in the interest of a great lie. The great truth in the interest of which many little lies are told is that life and history have meaning and the source and the fulfillment of that meaning lie beyond history. The great lie in the interest of which science tells many little truths is that spatio-temporal realities are self-contained and self-explanatory and that a scientific description of sequences is an adequate analysis of causes.” “The Truth in Myths” is reprinted in Gail Kennedy, ed., Evolution and Religion: The Conflict Between Science and Theology in Modern America (Lexington, Mass.: D.C. Heath, 1957): 94.

[xxi]             124. Matthiessen, From The Heart of Europe, 182-183. Sidney Kaplan, a liberal Melville critic and Leyda admirer, criticized  Eleanor Metcalf’s politics but commended Matthiessen’s “wonderfully eloquent and (last) words on Melville” in a letter to Leyda 21 July 1950. Commenting on the difficulties of Benito Cereno, Kaplan wrote,I do intend to examine the whole Melville canon, including the Civil War writings. Warren, Hettinger and Arvin leave much to be said. Some time ago Mrs. Metcalf wrote me that the only thing of interest she had was a presentation copy of Battle Pieces from Melville to his wife…and a brick from Malvern Hill. “If what you write,” she added, “gives a wider circulation to the prose appendix to Battle Pieces, that in itself would be a great service to his memory and fine contribution to the thinking and feeling of these torn days.” I fear I shall disappoint her there; I am not sure that the appendix was or is worth much as a moral-political document. It has the alarming odor of Bennett’s Herald. As you suggest, however, I shall try to see Mrs. Metcalf and talk with her.”

[xxii]            125. But see Leo Marx, “Double Consciousness and the Cultural Politics of F.O. Matthiessen,”Monthly Review 34 (Feb. 1983): 34-56. Marx believes that his teacher’s critical achievement (the recognition of contradictions) helped overcome the regnant organicism: “It signalled the virtual disappearance of the older complacent idea of our national culture as an essentially homogeneous, unified whole” (40). In my research, I have found no such complacency or sense of unity.  Marx discusses the context of Matthiessen’s suicide: personal loss (his lover Russell Cheney had died in 1945), and political persecution exacerbating a history of depression. By contrast, one prominent New Americanist critic sees Matthiessen as a consensus builder, papering over social conflict. See Donald Pease, Moby Dick and the Cold War,” The American Renaissance Reconsidered, ed. Walter Benn Michaels and Donald E. Pease (Baltimore: Johns Hopkins Univ. Press, 1985): 113-155.

[xxiii]           126. Cf., Henry W. Wells, The American Way of Poetry (New York: Columbia Univ. Press, 1943): 86; Wells (a founding member of the Melville Society) discusses Clarel as a revelation of America: “The section of Book One devoted to [the judaizing Nathan’s] past gives a vivid and circumstantial picture of many aspects of American life. Nathan’s pioneering family after migrating from Maine settled at last on the Illinois prairie. Here Nathan came into imaginative touch with the land on which he worked and with the Indian aborigines who preceded him. As a thinker he felt the force, in turn, of Tom Paine’s rationalism, of a narrow and fanatical sectarianism, of a transcendental nature-worship, and of the puritanical variety of Hebraism. This section of only ten pages constitutes a really remarkable epitome of no small part of America’s social and intellectual history.”

[xxiv]           127. Kenneth Murdock to Perry Miller, 12 Apr. 1950, Perry Miller Papers, Harvard University Archives.

[xxv]            128. W. Ellery Sedgwick Papers, Houghton Library, Harvard University. There is another version, typed by Sedgwick’s colleague Theodore Spencer. I do not know the meaning of the line “Scribners 1932-36,” or the prefix P.C. which precedes the last verse which is written on the reverse of the page. Neither of these appears in the Spencer version.

November 21, 2010

“…through a glass darkly”?

Citizen Milton's Satan in Revolutionary France, 1792

Irrationalists, quoting Scripture (1 Corinthians 13:12), have argued for centuries that we “see through a glass darkly.” The scientific revolution” changed all that. Some things are shiningly settled. My friend the late Norman J. Levitt wrote books to that effect. Moreover the notion that facts are only true in their historical context and because powerful people say they are true, is one of the chief weapons in the arsenal of the antidemocratic propagandists.

   Obviously, if we are denied access to the opinions and actions of powerful figures, we are denied the possibility of objectivity. Here are two quotes from my book Hunting Captain Ahab: Psychological Warfare and the Melville Revival:

[Milton, Areopagitica:] I deny not, but that it is of greatest concernment in the Church and Commonwealth, to have a vigilant eye on how Bookes demeane themselves as well as men; and thereafter to confine, imprison, and do sharpest justice on them as malefactors: For books are not absolutely dead things, but doe contain a potencie of life in them to be as active as that soule whose progeny they are; nay they do preserve as in a violl the purest efficacie and extraction of that living intellect that bred them. I know they are lively, and as vigorously productive, as those fabulous Dragon’s teeth; and being sown up and down, may chance to spring up armed men. And yet on the other hand unless wariness be us’d, as good almost kill a Man as kill a good Book; who kills a Man kills a reasonable creature, Gods Image; but hee who destroyes a good Booke, kills reason itself, kills the Image of God, as it were in the eye.

Ahab [“The Quarter-Deck”: ] “…Who’s over me? Truth hath no confines.”

    While shopping my manuscript, I quickly learned that hostile academic readers identified me with Captain Ahab. A know-it-all authoritarian, I was insufficiently humble in attacking established stars of the “Melville Revival.” By basing my synthesis on archival findings, I had crossed the boundary between legitimate criticism of institutions and blasphemy. Some reviewers of the published book complained that I was hysterically and vindictively trying to punish Pacifica Radio for purging me. In the words of one Charles Olson groupie, I had “written a Medusa book.” This in spite of my tentativeness in drawing conclusions about the mechanics of the Revival, or the motivations of the chief revivers. I had presented my evidence and asked the reader to think about what could be known and what could not be known about Melville’s ambivalent texts and those of his often ambivalent biographers.

  It was such experiences with critics that have led me, as a lover of Milton’s great Areopagitica, to suggest that the invention of the printing press was the decisive turning point in the history of the West. Yet, just as the availability of books gave heart to the lower orders who, as “reasonable creatures”  were created in “the Image of God,” it also enabled the old ruling classes to spread their propaganda, propaganda intended to diminish self-confidence in the potentially troublesome, newly literate, beneficiaries of their tender mercies.

    Perhaps our greatest and most demanding life-task is the constant interrogation of our thoughts and feelings: To what extent are our ideas and actions grounded in deference to families, experts, and the state; to what extent can we be said to have enough facts to rest on those findings, formulate a synthesis, and take reasonable action? I never said it would be easy.

June 20, 2010

NYT mismatches image and text

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The imagined denouement of Moby-Dick

Our newspaper of record has done it again. This picture illustrating Randy Kennedy’s article of June 11, 2010, comparing the BP oil spill to Ahab’s pursuit of the whale is related only vaguely to Melville’s novel, and not to the movie either. And the text under the painting refers to the sea after the Pequod is sunk by the White Whale.

[Text beneath photo:] “Now small fowls flew screaming over the yet yawning gulf; a sullen white surf beat against its steep sides; then all collapsed, and the great shroud of the sea rolled on as it rolled five thousand years ago.” — “Moby-Dick”

Stay with me, shipmates. Was Ahab pursuing whales in general or a very particular White Whale, fraught with symbolism? Was he money mad, or a seeker after hidden truths?


Fellow Melvillean Phil Walsh  tells me that it is a painting by I. W. Taber and comes from the frontispiece of an 1899 illustrated edition of MD published by Scribner. In that edition the painting is captioned “Moby Dick swam swiftly round and round the wrecked crew.” Phil’s source was ”Unpainted to the Last: Moby-Dick and Twentieth-Century American Art,” Elizabeth Schultz, 1995, University of Kansas Press. The Taber painting is Figure 1.1, shown and discussed on page 19. Thanks, Phil.

   I recall that Schultz presented a Sam Francis painting entitled Red Ahab. Googling it I found a quote from Peter Selz’s study of Sam Francis, who reportedly said he used his brush like a harpoon. Q.E.D. every Ahab blog on this website.

June 17, 2010

Whaleness

American Progress

This blog continues a series in which I show how the post-Civil War Progressives appropriated Herman Melville’s fiction and poetry. Their project was first designed to attenuate sectional loyalties in the American Leviathan: the moderate men will weigh in with their “materialist” history to monitor and ambivalently celebrate the frontiersman. In their construction of a national literature they intended to overcome post-Civil War sectional bitterness, while using that bad example to support the new Progressive reading of American history, as exemplified by Frederick Jackson Turner (an ex-student of Woodrow Wilson). Hence, Ahab (surfacing in 1851) would have to be a negative model for the moderate men of the following century, who attempted unsuccessfully to both defend national interests while simultaneously cooperating with an “international community” as embodied in the United Nations. If Ahab stands for a brutally expanding Amerika, then Melville as the converted Ishmael could be seen as the moderate corrective to a young country fatally dedicated to WASP supremacy and hyper-individualism, or worse, especially after two world wars, with recent immigrant masses frighteningly susceptible to the siren call of Bolshevism.

First read http://clarespark.com/2009/09/03/advice-for-the-lovelorn-with-thoughts-on-hero-worship/ (retitled Manifest Destiny and Political Liberty), and http://clarespark.com/2009/09/06/the-hebraic-american-landscape-sublime-or-despotic/.

I begin with two views of Anglo-American culture and its expansionist frontiersmen as defined by Herman Melville in his allegorical work Mardi (1849).  Vivenza[1] stands for America, Bello is England, Dominora is Europe, Oro is God, Mardi is the world.  The first speaker is Taji the narrator who expects the Jacksonian expansionists to moderate their behavior in time; the second is Babbalanja, the philosopher who calls for all youthful minds in the West to join the Anglo-American project of intellectual emancipation, associating oppressive domination with the English upper classes, who have suppressed their libertarian tradition; the third speaker is a fiery youth antagonistic to free thought, associating it with the tyranny of the newly empowered democratic polity, some of whom, at the time of Melville’s writing, were promoting the extension of slavery to the Western territories.  The dialogue between democrat and aristocrat runs throughout Melville’s writing; but it is the third speaker, the fiery Tory youth, whose fear and anger pervade the humanities throughout its whispering sacred groves. Have they transmuted the boundless expansion of our moral and intellectual development (arguably Ahab’s project) into the illicit penetration and appropriation of Mother Earth, so that the act of discovery itself becomes criminal, tantamount to endorsing slavery?

Materials from my research into the Melville Revival along with the history of “Progressive” history-writing are presented chronologically, in order of publication.

[Taji:]    This chieftain, it seems, was from a distant western valley, called Hio-Hio, one of the largest and most fertile in Vivenza, though but recently settled.  Its inhabitants, and those of the vales adjoining,–a right sturdy set of fellows,–were accounted the most dogmatically democratic and ultra of all the tribes in Vivenza; ever seeking to push on their brethren to the uttermost; and especially were they bitter against Bello.[2] But they were a fine young tribe, nevertheless.  Like strong new wine they worked violently in becoming clear.  Time, perhaps, would make them all right….

[Babbalanja:] “…my lord, King Bello should never forget, that whatever be glorious in Vivenza, redounds to himself…My lord, behold these two states!  Of all nations in the Archipelago, they alone are one in blood.  Dominora is the last and greatest Anak of Old Times; Vivenza, the foremost and goodliest stripling of the Present.  One is full of the past; the other brims with the future.  Ah! did this sire’s old heart but beat to free thoughts, and back his bold son, all Mardi would go down before them.  And high Oro may have ordained for them a career, little divined by the mass.  Methinks, that as Vivenza will never cause old Bello to weep for his son; so, Vivenza will not…be called to weep over the grave of its sire.  And though King Bello may yet lay aside his old-fashioned cocked hat of a crown, and comply with the plain costume of the times; yet will his frame remain sturdy as of yore, and equally grace any habiliments he may don.  And those who say, Dominora is old and worn out, may very possibly err.  For if, as a nation, Dominora be old–her present generation is full as young as the youths in any land under the sun.  Then, Ho! worthy twain!  Each worthy the other, join hands on the instant, and weld them together.  Lo! the past is a prophet.  Be the future, its prophecy fulfilled.”

[Fiery Tory youth:]   “Sovereign-kings of Vivenza! it is fit you should hearken to wisdom.  But well aware, that you give ear to little wisdom except of your own; and that as freemen, you are free to hunt down him who dissents from your majesties; I deem it proper to address you anonymously.

“And if it please you, you may ascribe this voice to the gods; for never will you trace it to man….” [Mardi, 1849; 518, 519, 520, 524]

[Victorian poet and radical journalist (“B.V.”) James Thomson to Bertram Dobell, from the U.S., ca. 1872.  An admirer of Melville and Whitman, Thomson ambivalently contemplates the American melting pot and offers an interpretation of the sublime (“vastitude”) similar to Taji’s and Babbalanja’s; cf. Charles Olson’s emphasis on “scale” in his Melville criticism, along with the anti-expansionism he picked up from Frederick Merk at Harvard:]  I think we must forgive the Americans a good deal of vulgarity and arrogance for some generations yet.  They are intoxicated with their vast country and its vaster prospects.  Besides, we of the old country have sent them for years past, and are still sending them, our half-starved and ignorant millions.  The Americans of the War of Independence were really a British race, and related to the old country as a Greek colony to its mother city or state.  But the Americans of today are only a nation in that they instinctively adore their union.  All the heterogeneous ingredients are seething in the cauldron with plenty of scum and air bubbles atop.  In a century or two they may get stewed down into homogeneity–a really wholesome and dainty dish, not to be set before a king though, I fancy.  I resisted the impression of the mere material vastitude as long as possible, but found its influence growing on me week by week: for it implies such vast possibilities of moral and intellectual expansion.  They are starting over here with all our experience and culture at their command, without any of the obsolete burdens and impediments which in the course of a thousand years have become inseparable from our institutions, and with a country which will want still more labour and more people for many generations to come. [3]

[William F. Allen, Frederick Jackson Turner’s teacher, 1885:]  The solid and substantial character which the Federalism of Hamilton during the years 1789-97, gave to the national edifice secured by the Constitution; the sudden list to individualism, equally unexpected and undesired by the “fathers of the republic,” which was given by the Democracy of Jefferson during years 1793-1800; the territorial expansion of 1803, with its inevitable and far-reaching consequences–here were three fundamental and discordant forces, whose reduction to harmony would alone make this a period of vital importance in American history.  As the ship, sliding from the ways, lurching first to one side then to the other, settles down into her natural position, American history not only then but thereafter, was made during those fourteen years.[4]

[From the Preface to Scribner’s Statistical Atlas of the United States, 1885, the crucial and unappreciated influence on Turner’s sociological method of writing history, Fulmer Mood, 1943, 309.  “Race” and “nativity” are given the same objective status as “physical features” and economic statistics.]  It is the aim of this work to bring together and to present by graphic methods, all the leading statistical facts regarding the physical, social, industrial, commercial and political conditions of the United States.  It portrays the physical features of the country which more or less determine its development, the political history of the nation, the succession of parties and the ideas for which they existed; and the progress of settlement, throughout the valley of the Mississippi, and beyond the barriers of the Cordilleras.  It treats of the population, its varieties of race and nativity, its educational and religious condition, its occupations and its mortality.  Passing to the industries, it exhibits the great leading branches, agriculture, manufactures, mining, trade and transportation.  Under the head of Finance and Commerce, it pictures the wealth of the country, and its public debt and taxation, its foreign commerce and carrying trade, its expenditure and its force of revenue–thus presenting to the comprehension of all, the balance sheet of the General Government.  The work closes fittingly with a series of diagrams which summarize and bring together for comparison, the leading facts previously developed.

[F. J. Turner,“The Significance of the Frontier,” The Frontier in American History, 1921, 2, 3, 33, 34, 38, 39. A scientific warning about conditions favoring the recurrence of populist agitation delivered in 1893 to the American Historical Association:]  Thus American development has exhibited not merely advance along a single line, but a return to primitive conditions on a continually advancing frontier line, and a new development for that area.  American social development has been continually beginning over again on the frontier.  This perennial rebirth, this fluidity of American life, this expansion westward with its new opportunities, its continuous touch with the simplicity of primitive society, furnish the forces dominating American character….A primitive society can hardly be expected to show the intelligent appreciation of the complexity of business interests in a developed society.  The continual recurrence of these areas of paper-money agitation is another evidence that the frontier can be isolated and studied as a factor in American history of the highest importance.

The East has always feared the result of an unregulated advance of the frontier and has tried to check and guide it.  The English authorities would have checked settlement at the headwaters of the Atlantic tributaries and allowed the “savages to enjoy their deserts in quiet lest the peltry trade should decrease.”  This called out Burke’s splendid protest: “If you stopped your grants, what would be the consequence?  The people would occupy without grants.  They have already so occupied in many places.  You cannot station garrisons in every part of these deserts.  If you drive the people from one place, they will carry on their annual tillage and remove with their flocks and herds to another. Many of the people in the back settlements are already little attached to particular situations.  Already they have topped the Appalachian mountains.  From thence they behold before them an immense plain, one vast, rich, level meadow; a square of five hundred miles.  Over this they would wander without a possibility of restraint; they would change their manners with their habits of life; would soon forget a government by which they were disowned; would become hordes of English Tartars; and pouring down upon your unfortified frontiers a fierce and irresistible cavalry, become masters of your governors and your counselors, your collectors and comptrollers, and of all the slaves that adhered to them.  Such would, and in no long time must, be the effect of attempting to forbid as a crime and to suppress as an evil the command and blessing of Providence, ‘Increase and multiply.’  Such would be the happy result of an endeavor to keep as a lair of wild beasts that earth which God, by an express charter, has given to the children of men.” [end Burke quote]

[Turner, cont..:] …[T]o the frontier the American intellect owes its striking characteristics.  That coarseness and strength combined with acuteness and inquisitiveness; that practical, inventive turn of mind, quick to find expedients; the masterful grasp of material things, lacking in the artistic but powerful to effect great ends; that restless, nervous energy; that dominant individualism, working for good and evil, and withal that buoyancy and exuberance that comes with freedom–these are traits of the frontier, or traits called out elsewhere because of the existence of the frontier….And now, four centuries from the discovery of America, at the end of a hundred years of life under the Constitution, the frontier has gone, and with its going has closed the first period of American history.

[Frank Jewett Mather, Jr. The Review, August 9, August 16, 1919:]…no ordinary person loves Melville….Upon the reader’s slant towards this sort of parable [Ishmael and the try-works, as Ishmael separates his persona from Ahab’s] will very much depend his estimate of “Moby Dick.” [5]

[H.M. Tomlinson, The Literary Review of the New York Evening Post, Nov. 5, 1921:]  “Moby Dick” is a supreme test. If it captures you, then you are unafraid of great art.  You may dwell in safety with fiends or angels and rest poised with a quiet mind between the stars and the bottomless pit.

[John Freeman to John Haines, April 23, 1926:]…Melville is out, and I wait to see if two continents are aware of his greatness.  Or will the brave sprats gore this Whale anew?  God forbid that the traducers of Swinburne’s genius should perceive Melville’s, with their little viper eyes all of rancour and squint….

[Lewis Mumford to Raymond Weaver, May 21, 1928:]  Melville is a very whale to handle, isn’t he?  My task waxes as my energies wane.

[Raymond Weaver, 1931, p.190:]  The man who had created Moby Dick had in early manhood prayed that if his soul missed its haven it might at least end in utter wreck. “All Fame is patronage,” he had once in long past written to Hawthorne; “let me be infamous.”  But as if in contempt even for this preference, he had, during the last half of his life, cruised off and away upon boundless and uncharted waters, and in the end he sank down into death without a ripple of renown.

[Poet and editor of the London Mercury, J.C. Squire (former Fabian Socialist, during this period, interested in adapting Italian Fascism for England) delivers a lecture series on American poetry at Cambridge University, his alma mater; this excerpt on Whitman, Nov. 11, 1933.  Squire quietly  warns old fogeys about the stultifying American practice of writing only about the Bay of Naples, Vesuvius, Acropolis, Pompeii, etc. which had been rejected by Walt Whitman, father of modern poetry]: “…all that went on while Whitman was writing that revolutionary stuff.  Can you blame the man for being so spasmodic and violent?  He simply could not bear these cultivated surroundings: it was bad enough in the old cultivated surroundings: it was bad enough in the old cultivated country but when you have got a new one, as Whitman found when he was a young man and a middle-aged man, a thing that was not deeply rooted but just existed because it was supposed to be good form to be cultivated, an extremely violent reaction is sure to be expected.  Had he been born in Europe he no doubt would have been an original, eccentric and rather violent revolutionary, but being born in America with that hot, fiery temper and modulation it was only natural that he should go to the extremes to which he did.  We must forgive him his eccentricities, his endless undigested catalogues geographical and geological…facts which make no music and always any sense even: we must forgive him all this because of the havoc he made of things being too crustified, that music seldom came out in rhyme….[Box 5, J.C. Squire papers, UCLA]

[Ralph Henry Gabriel, The Course of American Democratic Thought, 1940, 74:]  Melville sensed that the concept of the moral law which dominated the Middle Period was a utopian ethics.  The doctrines of progress was [sic] an affirmation that men, through apprehending the moral law and through making it effective in society can advance toward some paradise from which sin and baseness have vanished.  Melville looked upon such a goal as a Never-Never Land.  To found, as Emerson did, a philosophy of individualism upon such a dream of utopia seemed to Melville to be an attempt to transform men into children.

What then is the fundamental moral law?  Melville could only answer that the essence of the world is a dualism between good and evil.  He saw it everywhere: the beautiful English countryside and the rotting tenements of Liverpool where he had seen a mother and her babes starving; Fayaway and the sweating bones left from the cannibal feast; the law of love proclaimed by the Man of Nazareth and the world [“] a den/Worse for Christ’s coming, since His love/ (Perverted) did but venom prove.”….

[From a document first published in 1942: Frederick Jackson Turner’s proposal for “International Political Parties in a Durable League of Nations” (for Woodrow Wilson, 1918):]

[F. J. Turner is saying below that national political parties in America overcame sectional loyalties; that this precedent would be effective in stopping Bolshevism internationally, indeed would respond to the pacifist democratic masses. Note the double bind: the elastic bond makes it possible to cater to local interests without destroying international unity. Remember that Wilson was a Southerner who opposed the sectional bitterness that followed the Civil War, hence his delight with The Birth of a Nation. By following his ex-student Turner’s formulation of wild West in contrast to conservative East, he could displace the North-South polarization—indeed as did Thomas Dixon in his novels.]

[Turner:] The following is an abstract of suggestions (derived from the study of the history of American sectionalism and the geography of American political parties) upon the bearing of American experience on the problems of the League of Nations.  The conclusion is reached that in such a League there should be a Legislative body, with substantial, but at first limited, functions, as well as a Court, or Council of Nations, and particularly that the operation of international political parties in connection with such a Legislature would promote the permanence of the League….

…American ideals as so nobly set forth by the President, have found a quicker response among the European laboring classes than elsewhere, and in the passion for democratic peace among the masses lies the hope of the peace of the World internationally.  What light does American experience cast upon the possibility of so using the masses as to promote international unity?…We have given evidence that immigrants from all nations of the world can live together peacefully under a single government that does justice….In a region as diversified in some respects as Europe itself, and as large, the national political parties ran across all sections, evoked intersectional or nonsectional party loyalty, checked the exclusive claim of the section to a vote in the interest of the section, furnished the dissenting minority within the section an organic connection with party associates in other sections, at the same time that this connection was dependent upon just recognition of the special section in which the minority lived.  It was an elastic bond, but one that was strong.  It ran horizontal cross-sections of party ties across the vertical lines of sectional division.  It enabled the voter to act continentally, and it compelled the statesman to act on lines of policy that transcended his section, if he would secure a continental following strong enough to bring him success.

6. There is a distinct advantage in utilizing this party system in a League of Nations…In essence it means the utilization of that body of internationalism already in evidence not only in such organizations as radical political parties, such as the International, the I.W.W., Socialists generally, etc. but also the opposite tendencies seen in international business combinations, scientific and educational international organizations, and conservative forces generally.  The class struggle, so called, is in fact not a national but an international struggle.  If party organization of the radical element alone exists, and if this organization is also dominated and shaped by some one or two nations, as Germany or Russia, it will be extended, as it has been, to other countries in the form of secret, or intriguing societies, proceeding by revolutionary methods, with little or no regard for the separate interests of the nation into which it is introduced as an alien, and with the helmsman operating from the outside, and steering a course which almost necessarily involves adhesion to the primary interest of the country in which such a party is recognized as a powerful interest in the determination of the policy.

Is it better to try to exclude these international political forces from the organization of the new order, or to utilize their internationalizing tendencies by enabling them to operate upon an international legislative body, responsive to play of parties?  Is it worth while to use the fact of class consciousness to diminish the violence of national consciousness?

There can be little doubt that the common people, whether of the extreme radical wing of socialists, or of the conservative party groups, were reluctant to enter the war, and are now in Germany and Austria-Hungary the severest critics of the autocratic group which deceived them and misled them….

7. One recoils from any suggestion of adding a party loyalty international in its appeal to the loyalty of the individual nation.  But the very idea of a League of Nations involves some diminution of the national feeling, some cultivation of international loyalty.  If one could keep the Bolsheviki serpent out of the American Eden, he would hesitate to admit any international party organization which permitted such organization.

But in the reconstruction and ferment which will follow the return of peace, there will be doubts about the existence of Edens anywhere, and the Bolsheviki serpent will creep in under whatever fence be attempted.  May it not be safer to give him a job of international legislation rather than to leave him to strike from dark corners, and with no sense of responsibility?….

…It must…be admitted that the difference between section and nation are many and deep, and that there are some points in which international jealousy and controversy might be promoted rather than restrained by internationally organized parties operating on a legislature…There will be sectional jealousy and suspicion in any League, with whatever form of political organization.  It is inherent in its nature.  The problem is the introduction of checks and antidotes to this tendency.[6]

[Ralph Henry Gabriel, “Thorp, Curti, Baker: American Issues,” American Historical Review, July 1942, 875-876:]  Dr. Thorp and Dr. Baker insist in the foreword [American Issues, 1941] that aesthetic considerations have controlled the choices for Volume II.  “American eagerness to have a national literature,” they affirm, “has too often led us to praise as creative writers men who produced social documentation rather than works of art.”  “We have aimed”, they add, “to include in the second volume only such writing as can honestly be said to show the artist’s hand at work, consciously shaping his material.”…The functional approach to intellectual history fails to take account of some of the forces that bring about the change from one climate of opinion to another….”

[Fulmer Mood on the molding of a great mind:  Frederick Jackson Turner descended from 17th century immigrants, born in the “native community” of Portage, Wisconsin to newspaperman father and ex-schoolteacher mother, no longer pioneers, hence: “Their home was thus one in which some concern was felt for things of the spirit, a space where limited and cramped views did not prevail.”  His insights into behind-the scenes management were gleaned from father, Chair of Board of Supervisors of Columbia County who had to harmonize the interests of Protestants and Catholics, rival nationalities and towns [284-287].  Turner’s democratic ideals were shaped by the character of his birthplace: “The world of Portage, which he had a chance to study thoroughly, taught him things not learned in books.  Portage was plain, a homespun community, democratic in spirit, neighborly.  Turner was of it, genuine; unassuming.  In after years he was to walk in stately academic processions, wearing the cap and gown, singled out for special distinction, for honorary degrees.  But he took the honors with the humility of spirit of one who knew that thereby American democracy complimented not the man Turner but Turner the scholar, the servant of a nation’s best ideals….The social ideals of this young man, early acquired, never disintegrated.  To the last he retained his loyalty to democracy” [285, 287, 293].  Turner’s conception of American history: “as the history of a group of sectionally different communities, each one established in a physiographic area of its own, each one devoted to its particular economy and social life, its own culture and politics.  In the large view of affairs that he upheld, it was the interplay and interdependence of these sections with one another that formed the stuff of American history.  The forward moving frontier was important because, in its westward progress it advanced with unique virgin physiographic areas and thus generated the beginning of still other sections” [337].  The achievement of (classically educated) Turner’s The Rise of the New West: “The grand topics of Congressional debate and legislation were considered in the light of sectional influences impinging on Congress in the persons of sectional champions, political figures in national life.  Federal policy was thus shown to be a resultant of compromise and conciliation which reduced the originally extreme claims of rival sections to a decent moderation.  Natural history, as studied in Congressional action and presidential policy, came thus to have coordinate interest and importance with the internal history of the sections.  And underneath all, the strong tide of nascent democracy was shown silently on the upsweep, moving toward the political victory of Andrew Jackson in 1828.” [Mood, Development of Frederick Jackson Turner as a Historical Thinker, 1943, 346].

[John Maurice Clark delivers a series of lectures at Columbia University, 1946] …when the world was ‘in the grip of a mighty struggle.  On one side are forces driving toward chaos and anarchy, political, social, economic, and moral.  On the other side are forces of centralized control.  Between them stand the forces and men who are trying desperately to salvage a workable basis for a humane and ordered community, in which some effective degree of freedom and democracy may be kept alive without wrecking society by their undisciplined exercise and disruptive excesses.’  [quoted in Schriftgiesser, Business and Social Policy: The Role of the Committee for Economic Development, 1967, 15-16.]

[Willard Thorp, “Herman Melville,” Literary History of the United States, 468. Fourth edition, revised.] The faith which Melville longed for while he was writing Clarel, and finally achieved in when he wrote Billy Budd was not the faith of his fathers.  He did not receive it in a moment of conversion to any inherited system of belief.  He had to construct it for himself. But it was complete and it was sufficient to satisfy him at last.  That he had to make the faith by which he could live–and that he succeeded in his long effort to do so–suggests why he has been so appealing a figure to many later writers whose struggles resemble his own.  War and economic chaos and the new fears aroused by atomic power have been as unsettling to men of sensibility as were the issues of Melville’s day to men of his kind.  Writers like Yeats and Auden, unable to rest in any traditional faith, had–even as Melville did–to construct their own.  Modern man must believe or he is lost.  That is the meaning of Clarel. “If Luther’s day expands to Darwin’s year,/Shall that exclude the hope–foreclose the fear?  The running battle of the star and clod/ Shall run for ever–if there be no God.” [7]

[William Gilman, Melville’s Early Life and Redburn, 1951, 216]…Like Taji and Ishmael, [Redburn] is another of the “isolatoes” whose social and spiritual predicaments became more and more the subject of American works, from Walden and Huckleberry Finn to “Gerontion,” “Prufrock,” and Look Homeward Angel.  Although Redburn does not realize it, it is the failure of the American dream that produces the sense of being an outcast with which he leaves home.  The emotional brutality of the sailors leaves him “a kind of Ishmael” on the ship.  And his isolation in Liverpool and the monstrous poverty of the place furnish glimpses of the growing conflict in the nineteenth century between man and the modern city.  In his love of historical tradition, Redburn is the civilized Westerner who seeks to assimilate and be assimilated by his own culture.  But in Liverpool Redburn finds a commercial and relatively new metropolis, blind to the past and interested only in profit, inhuman in itself and dehumanizing its swarming populace.  It allows widows and children to starve, and except for its churches it thrusts Redburn out of doors.  In Redburn’s awareness of the way a large city crushes both body and spirit in man, Melville makes one of the earliest statements of the cleavage between the individual and his environment in the modern world.

[H.M. Tomlinson, 1949, epigraph to Introduction, Eleanor Melville Metcalf’s Herman Melville: Cycle and Epicycle, 1953]  Our peering curiosity is the measure of his mastership. His contribution to the fun of life, and his deepening of its mystery, only quicken interest in his person, and desire to examine his relics for traces of his secrets.

[Lewis Mumford prefers the moderate middle distance:]  As far as my general approach goes, I stand by my original treatment of Melville in those very features that least comport with the present style of academic biography and criticism.  Just because every aspect of Melville has by now been subjected to microscopic magnification and ex-ray [sic] analysis, there remains perhaps a special place for works that regard him with the naked eye, at a reasonable distance, bringing out the main features and deliberately suppressing the pores and the pockmarks.  Not the least use of careful documentation is the freedom it gives to abandon the methods that produce it, once the results are taken into account.  Otherwise the scholarly virtues of patience, scrupulousness, exactitude, exhaustiveness would come at too high a price.  Without sufficient will to generalize and select, present-day American scholars are perhaps too often tempted to bury by an overload of minute analysis, meant chiefly to impress other scholars working in the same territory, works that were once in danger of being smothered by indifference.

…Like high-fidelity zealots in sound reproduction, many scholars in this generation make no distinction of value between music and noise; and even cheerfully sacrifice music to noise if the latter can be more accurately recorded and reproduced.  Against such minds my revised study may volunteer, as a scarred veteran, to join an open counter-attack.

…Let the reader treat this book as a guidepost, or rather, a partly effaced milestone, on the original narrow country lane of Melville scholarship.  That road has now turned into a six-lane motorway, busy with traffic: dashing private cars, ponderous trucks, bus-loads of tourists on guided tours.  Those who like to linger on an old shadow-dappled lane will not go so fast or get so far: but they will have the freedom to collect their own thoughts, inhale fresh air, take in the landscape, and pluck a few roadside flowers for themselves.  Since I have drawn freely from Melville’s own words whenever they were available, frequently without quotation marks, the voice that will accompany them on this solitary stroll will often be that of Herman Melville.  My task as a critic will have been well done, according to my own lights, if henceforward they ask for no better guide than Herman Melville.  [Lewis Mumford takes on the supposedly fact-fetishizing Stanley Williams faction of Melville scholarship: “Preface to the New Edition,” Herman Melville: A Study of His Life and Vision (New York: Harcourt, Brace & World, 1962): xiii,xiv.  See my book on the Melville Revival for his suppression of pores and pockmarks in the 1920s.)

[U. of Pennsylvania Professor Hennig Cohen, “Why Melville Isn’t For the Masses,” 1969:]  Herman Melville is no doubt the most famous but least celebrated writer in the history of American literature and the evidence received up to now does not indicate that the 150th anniversary of his birth…was an occasion for popular commemoration.  The reasons are almost Melvillean in their ambiguities.  First, Melville is a writer who arouses intense but private responses.  It is not easy to share him because this means sharing one’s privacy, and the sum total of many intensely personal responses does not equal mass popularity.  Though he identified with the outcasts and wanderers, the Ishmaels, Melville himself was no escapist fleeing the drudgery and frustrations of civilization for high drama aboard whaling ships and exotic adventures on the South Sea islands.  He was deeply committed to the world in which he lived and in his fashion, a sociable man.  Moreover, he was involved in significant manifestations of American destiny as both sailor and writer–to such an extent that the subject matter, even the style of his life and books exemplify the national character, and the metaphysical themes that engrossed his thinking are expressions of the national mind….”

NOTES. [1] Cf. Vivia, the hero of Pierre’s failed attempt at a masterpiece, in Pierre (1852).

[2] This is clearly a reference to Senator William Allen of Ohio, 1803-1879, a Jacksonian expansionist and supporter of Lewis Cass, the latter implemented Indian removal for Jackson: both were advocates of “Popular Sovereignty,” which in practice would have allowed individual states to determine the legality of slavery.

[3] Quoted in A Voice From The Nile, 1886, marked by Melville (Walker Cowen, II, 699). Thomson, then secretary to an English company formed to operate an American silver mine, had just “discovered that the shareholders had been deluded into purchasing an utterly unsound concern, so that his mission and his situation as secretary came to an end together.” (Dobell, Thomson’s biographer.)

[4] William F. Allen, 1885, writing in The Nation, quoted in Fulmer Flood, “The Development of Frederick Jackson Turner as a Historical Thinker,” 1943.  Allen, Turner’s teacher, brought order to the field by producing the first Syllabus of American History, 1883.

[5] The Review was a new journal welcomed by The Nation, May 3, 1919, p.675, as another voice to brake the rapid drift toward the extreme left, joining them, New Republic,and Dial. Mather refers to the “parable” in which Ishmael, after nearly capsizing the ship, turns his gaze away from the hypnotic try-works that represent the primitive emotions unleashed in violent revolution, and that will sink the Pequod: this turning away (apparently) saves Ishmael.  It is conceivable that the Epilogue to Moby-Dick establishing Ishmael’s survival may have been tacked on after British critics complained that the narrator could not be dead; or, the change may have reflected a typically Melvillean oscillation, or a calculated move to please audiences with different politics.  The Whale, in its original Bentley English edition, clearly establishes the whale as amoral authority, the object of the artist as conquering hero, and locates the work in the tradition of the Miltonic Sublime.  On the title page, there is an epigraph from Paradise Lost omitted from the American first edition: “…There Leviathan,/ Hugest of living creatures, in the deep/ Stretch’d like a promontory sleeps or swims,/ And seems a moving land; and at his gills/ Draws in, and at his breath spouts out a sea.” The Extracts (the montage of quotes from other authors concerning whales) does not begin the book, but ends it; the last verse is a “Whale Song”: “Oh the rare old Whale, mid storm and gale/ In his ocean home will be/ A giant in might, where might is right,/ And King of the boundless sea.” Thus the reader is left, not with an image of the pathetic orphaned Ishmael, transmitting the anti-pride message of Job, but a sea shanty glorifying the force and militarism that was deeply offensive to Christian pacifists; the grabbiness that Melville had repudiated in the chapter on Loose Fish and Fast Fish.  Here the key word is “boundless.” (Cf. Taji’s quest at the end of Mardi.)  He could be referring to the boundlessness of scientific inquiry that conservatives claimed was leading to unprecedented forms of tyranny, and for which Ahab had been punished with blindness.  The point is that no Melville scholar has proven that Melville’s original intention was to save Ishmael, and the issue has been neglected, given the weight accorded to Ishmael’s sudden illumination in teaching guides and other material directed at students.

[6] Turner Ms. in Wilson papers since 1918, published in American Historical Review, April 1942, 545-551; William Diamond of Johns Hopkins explained that Turner’s ms. was taken to Paris by Wilson in 1918, along with “a great staff of technical experts, several dossiers of material which he thought might be of use to him.”  Here was an example of the manner in which historians could put their knowledge to work for society, and one which suggested answers to questions that were current again in 1942.  Italics were added to the ms. by an unknown hand.

[7]Thorp distanced himself from Christian sectarianism and radical Protestantism throughout.  He seems to adhere to Christian Socialism (like Matthiessen); Margaret Farrand Thorp wrote a biography of Charles Kingsley, reviewed in London Mercury.  Thorp was a collaborator of Donald Drew Egbert in his survey of American socialism.

June 10, 2010

Herman Melville: Dead White Male

Elizabeth Renker, author of Strike Through The Mask

[This short article summarizes my chief arguments in Hunting Captain Ahab: Psychological Warfare and the Melville Revival. It is slightly revised since publication on HNN: www.hnn.us/articles/665html.]

Since the Melville Revival of the 1920s, Moby Dick has become an undisputed classic of world literature and continues to grow in interest, especially this year and last with the 150th anniversary of the publication of Melville’s masterpiece in late 1851. Historians, however, are probably unaware that Herman Melville (1819-1891) and his pathbreaking modernist novels, always the targets of cultural conservatives in both his time and ours, are now the objects of fierce disputes in “the canon wars” that have heated up since the mid-1980s. The literature created by “dead white males” has been challenged by some “multiculturalist” non-whites, feminists, and their allies. Moby Dick has been cited as chief offender, ostensibly crowding out worthy contenders for the attention of undergraduates. Melville himself has been described by such as Elizabeth Renker, Laurie Robertson-Lorant, Elizabeth Hardwick, Andrew Delbanco, and others as an abusive husband and father (i.e. as Ahab), though, as my research has shown, there is not a shred of documentary evidence that would justify such attacks on his character. How is this possible?

It is clear that Melville has become a symbol for an essentially imperialist, capitalist, patriarchal, ecocidal America, and his hero Captain Ahab a model of sorts for twentieth-century totalitarian dictators. Such readings by postmodernists have displaced earlier interpretations, some of which viewed Melville as a radical democrat and anti-racist, and Ahab as a nineteenth-century reformer. Other (more conservative) readings hitherto interpreted Ahab as tragic hero, symbol of indomitable humanity, yet doomed to failure in either the search for truth or for amelioration of the human condition. (In my book, I make a case for Ahab as both abolitionist, e.g., Charles Sumner, and modern artist, Melville himself, with the proviso that Ahab and Ishmael are sometimes at odds, sometimes confusingly blended.)

For seventeen years I pursued Melville’s pursuers by consulting the papers of leading Melville critics, some of whose archives were only recently opened. What I found was a tortured record of ambivalent Melville critics, who alternately hugged and repudiated their homme fatale. Institutional affiliations and class allegiance had a decisive effect on their analysis, with the result that Melville, in all his complexity, was not “revived” at all; rather he was diagnosed by jittery scholars as an extremist who wreaked havoc upon his family until he converted to moderation after the instructive blood-letting of the Civil War. Such diagnoses were the inevitable result of 1930s Popular Front culture and the objectives of the upper-class peace movement that followed World War II.

For instance, three of the key Melville critics, Dr. Henry A. Murray (leader in academic psychology and personnel assessment for the Office of Strategic Services, who came to be admired as a father of the New Left), Charles Olson (“father” of cultural pluralism and postmodernism), and Jay Leyda (photographer, film historian, and technical advisor to the film, Mission to Moscow), were skilled propagandists allied with the Roosevelt administration. All three men strongly influenced subsequent Melville scholarship and biography, and they and/or others suppressed primary source materials that conflicted with their political allegiances and recipes for conservative reform. The result was (an ambivalent) witch-hunt directed against “crazy” Melville and his monomaniacal character, Captain Ahab; both of whom were seen as overly skeptical of traditional authority.

The suppressed materials include the following items:

1. Melville’s annotations to Milton’s Paradise Lost, which strongly suggest that Melville identified with Milton’s Satan in his seduction of Eve (Book IX). Like the radical puritan, Milton himself in Melville’s reading, poked his nose into the affairs of his betters. When the annotations surfaced in the early 1980s, these materials were confined to a very few Melvilleans, and when finally published, leading scholars construed their message as evidence for the construction of a sobered-up moderate Melville (see http://clarespark.com/2008/05/03/margoth-vs-robert-e-lee/).

2. Letters from Melville’s descendants in Henry Murray’s papers at Harvard, which were never published. I was the first Melville scholar to see these letters (in 1995), and am persuaded that they would have scotched the rumors, circulated by Murray, Olson and others, that Melville was a wife-beater and a drunk.

3. A family letter (discovered by Olson in 1934, handed over to Murray, and finally published by Amy Puett Emmers in 1978), that suggested Melville had a real-life natural half-sister corresponding to the character Isabel in his quasi-autobiographical novel Pierre, or The Ambiguities (1852). The significance of the letter remains extremely controversial but is important because the New Deal social psychologists, in both their social democratic propaganda, and in their attempt to boost public morale as world war loomed, were rehabilitating and idealizing good fathers (conflating Washington, Lincoln, and Franklin Roosevelt)while reinterpreting the libertarianism of  Hamilton, Jefferson and Paine and generally circumscribing dissent. Melville’s “Hebraic” ethical universalism and constant interrogation of illegitimate authority (for instance the apparent exposure of his own father’s abandonment of an illegitimate daughter) were threats to their objective: the good father, as “focus of veneration” was the source of group cohesion in a pluralist society (Murray).

Melville criticism shifted dramatically after the first phase of the Melville Revival in the 1920s. Raymond Weaver, Melville’s first biographer (1921) had identified the Miltonic author with Ahab, and both were viewed as romantic rebels protesting Victorian philistinism and imperialist activity as represented by hypocritical missionaries in such early works as Typee. But between the wars, Melville, though born a Protestant and generally a freethinker, was frequently characterized as a Jew, the archetypal confidence-man, the “Hebraic” character only pretending to be a principled moralist (Murray, Olson, and others). During the postwar phase of the Melville Revival, it was necessary to reconstruct Melville as a “moderate man,” preacher of “virtuous expediency”–precisely the figure who was the target of his most trenchant satire. This shift responded to the perceived need for a centrist ruling coalition that could unite elements of both the prewar Left and Right. Accordingly, leading Melvilleans decisively separated the author from Ahab’s feisty empiricism/romantic individualism and identified him with aristocratic Captain Vere (in Billy Budd), a tendency that had already begun in the late 1930s.

The late 1930s turning point in Ahab readings is traced in my book and seems intertwined with several concurrent developments: an increasing acceptance of the big state (Leviathan: the White Whale) by socially responsible capitalists in the latter phase of the New Deal; the growing antagonism to Hitler as he turned against the West; and a shift from “scientific history” to “cultural history.” The story of the Melville Revival is less obviously intertwined with the history of ongoing antimodern influence on the humanities curriculum. Many of the scholars and critics who were supporting Mussolini and even Hitler during the mid-1930s (e.g. Southern Agrarians), entered the literary establishment as New Critics during and after the war. Definitions of fascism were adjusted accordingly. For some moderates, Hitler was switched from antibourgeois, neoclassical defender of community, to home-wrecking romantic, the autodidact as assassin, as Ahab, as Melville himself. Ex-fascist sympathizers were covering their tracks. This was news to me, and will be so to many historians.

Critics are eager to classify him, to annex a domesticated and pacified artist to their own political projects, not to understand his unresolved ambivalence about the possibilities of a freethinking democratic polity that could lead to mob rule. Hence nervous critics have frequently insisted on making him either an ultraconservative, a centrist, or a left-wing radical, and have managed his biography accordingly. But these categories are too static to describe an unresolved ambivalence or ambiguity that, in my view, continues to characterize politics in this and other industrial democracies. If Melville was worried about the destructive potential of an undereducated and misinformed mob society, so should we all be: in the first edition of Moby-Dick (publ. in England), the novel ends with the Extracts and the Whale Song, confronting the reader with the unresolved question “does Might make Right”? Quite the Brechtian/modernist move.

BIBLIOGRAPHY

Cain, William E. and Gerald Graff. “Peace Plan for the Canon Wars.” Nation, March 6, 1989, 310-13.

Foerster, Norman, et al. Literary Scholarship: Its Aims and Methods. Chapel Hill: University of North Carolina Press, 1941.

Lauter, Paul. “Melville Climbs The Canon.” American Literature (March 1994): 1-24.

Lorant, Laurie Robertson. Melville: A Biography. New York: Clarkson Potter, 1996.

Renker, Elizabeth. “Melville, Wife-Beating, and the Written Page.” American Literature (March 1994): 123-50.

Spanos, Jr., William V. The Errant Art of Moby-Dick: The Canon, the Cold War, and the Struggle for American Studies. Durham, N.C.: Duke University Press, 1995.

Spark, Clare. Hunting Captain Ahab: Psychological Warfare and the Melville Revival. Kent, Ohio: Kent State University Press, 2001. Paperback revised edition 2006.

Stone, Geoffrey. “Left Wings Over Europe.” American Review 7 (Oct. 1936): 564-85.

Ware, Carolyn F. Introduction. The Cultural Approach to History. New York: Columbia University Press, 1940.

Weiss, Philip. “Herman-Neutics.” New York Times Magazine, Dec. 15, 1996, 60-65, 70-72.

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