YDS: The Clare Spark Blog

July 4, 2017

Ambivalence on Independence Day

Monday evening July3, 2017, Charles Krauthammer held forth on American history and its transformation since the 1960s when New Leftists began their long march through the institutions, now dominating US history, emphasizing America’s “sins.” His remedy: conservatives should copy the New Left project by entering academe, but with a different emphasis (I doubt that he was serious in suggesting a higher conservative birth rate.)

Krauthammer didn’t specify how US history should be taught, and here is my recommendation for a more mature approach.

When I was in history graduate school at UCLA, we were taught that there was a mighty debate on “present-mindedness.” [“Present-mindedness” signifies reading our current values into the past, which the better historians resist. It is even scandalous that New Leftists were sent up the ladders by (guilty liberal?) senior faculty at the Ivy League schools.]

Ironically, it was the demonstrably racist Woodrow Wilson who might have most inspired the progressivism of Charles and Mary Ritter Beard to write a massive popular history in 2 volumes, The Rise of American Civilization, publ. 1927, coming off the First World War. The Beards were not ambivalent, condemning even the Constitution as an elite plot against the people.

Not so Herman Melville, who lauded the sublime, vanguard project of the new American nation. (See https://clarespark.com/2009/09/06/the-hebraic-american-landscape-sublime-or-despotic/.) He even wrote in a letter that “The Declaration of Independence makes a difference.” And yet, Melville struggled with ambivalence most of his adult life, an internal fight that has escaped most of his revivers including Charles and Mary Beard.

I view ambivalence as a normal human emotion, and most appropriate to modernity on America’s birthday. The Founders celebrated liberty at the same time as many feared the too-excitable, too eager to govern, electorate. (See https://clarespark.com/2009/08/24/the-people-is-an-ass-or-a-herd/, most obvious in Madison’s Federalist #10.)

What Charles Krauthammer, a psychiatrist, might have stated on Tucker Carlson’s show is that ambivalence is a widespread and normal human emotion—That we need not succumb to excessive super-patriotism, nor should we bow down to America-hating and flight.

Here’s to mixed-emotions on July 4, 2017. Happy Birthday, America, always becoming and never entirely fixed.

May 9, 2015

Monster Moms

sweet kaulitz09, Deviant Art

sweet kaulitz09, Deviant Art

Ever since I read Philip Wylie’s Generation of Vipers (1942) I have been racking my brains for the origins of his diatribe against MOM. Here is how Wylie, later to be matched by the fictional mother in Philip Roth’s Portnoy’s Complaint (1969), or the frequent naming of the welfare state as “nanny state” by conservative journalists, described the transformation of the faultless Cinderella into a (secret) monster:

[Wylie:] “MOM is the end product of SHE. She is Cinderella…the shining-haired, the starry-eyed, the ruby-lipped virgo aeternis,  of which there is presumably one, and only one, or a one-and-only for each male, whose dream is fixed upon her deflowerment and subsequent perpetual possession. This act is a sacrament in all churches and a civil affair in our society. The collective aspects of marriage are thus largely compressed into the rituals and social perquisites of one day. Unless some element of mayhem or intention of divorce subsequently obtrudes, a sort of privacy engulfs the union and all further developments are deemed to be the business of each separate pair, including the transition of Cinderella into mom, which, if it occasions any shock, only adds to the huge, invisible burthen every man carries with him into eternity….Mom is an American creation.” (Chapter XI, p.184)

[Clare:] Here are some of my prior musings upon the origin of the Bad Mother, ambivalently celebrated in film noir and pop culture: First, Freud described the Oedipus complex, in which daughters would inevitably compete with Mom for the favors of Dad. This can’t end well.

Second, the Switch from smiling caretaker to Bitch Goddess, of good Mother to bad: (This is an excerpt from an MLA paper I delivered in 2002 to the Melville Society):

“Extrapolating from his texts (and from the writings of other Symbolists) perhaps Melville’s demonic clouds are related to the “ruffled brow”: the sudden pained and searing glance that mars the happy mother’s smooth placidity when her child vomits, wets his bed, soils his clothing, touches his genitals, blurts out a dirty word: the glance that makes him feel so poisonous to her, he imagines she would like to spit him out…and yet, she molded and branded him in her womb-factory: she is his double and his shadow.  Ever entwined, they are Eve/Cain, the Wandering Jew, Beatrice Cenci, and Pierrot: over-reachers whose self-assertion and gall will be rendered innocuous in the final scene.  The thick black eyebrows of the Gothic villain (like the mark of Cain or Pierrot’s black mask) will trigger the memory of Mother’s distress and her child’s shame.  Romantic defiance, in its identification with the designated enemies of authority, portends only degeneracy and decline; as Melville has shown us, it brings remorse and cleansing punishment, not better forms of social organization.  The cancellation of early childhood “dirt” and parental disapproval (which may be registered as sadness–Mortmain’s “muffled” “moan”–as well as anger), then the return of the repressed in the ostensibly opposed symbols, “archetypes” and “types” of popular culture, undermines emancipatory politics.” [This was an inference only. I have never seen it described in the psychoanalytic literature, let alone by feminists.]

Third, political scientists and historians agree that since the Industrial Revolution, paternal authority in the home has diminished, giving rise to “domestic feminism.” Men would be the absent breadwinner, no longer paterfamilias (http://en.wikipedia.org/wiki/Pater_familias), while Mom now (seemingly) ruled the roost, then, in her moralistic way, going on to invent progressivism and its welfare state. Simultaneously, Jesus became feminized, as Ann Douglas pointed out in her overwrought defense of traditional, masculinist Calvinism in The Feminization of American Culture (1977).

Fault Magazine, Femme Fatale

Fault Magazine, Femme Fatale

Fourth, “splitting” as the Kleinian object relations analysts describe it: Romantic attachments, whether to the family or to other love objects, often entail idealization. The [narcissist], depleted of “narcissistic supplies” demonizes what was once a perfect creature. Which brings us back to Papa Freud, who had already figured this out in his descriptions of romantic love and idealization.

Fifth, and perhaps the most current and relevant. Mom’s are supposed to keep us safe, but I hear reports that pre-teens and teens are suffering from OCD and related problems (e.g. eating disorders) because the world is perceived as just too dangerous. Even omnipotent Mom is helpless against these real-life monsters: jihadism, global warming, race relations gone wrong, etc. Hence the pop culture vogue for zombies, werewolves, vampires, etc. who have nothing to do with the return of the repressed but are signs of objective media-fortified anxieties.

There is no escaping from the Good-Bad Mother (or Father either), for these imagos are reinforced in popular culture, but rarely analyzed in journalism, not even by many feminists.

All attachments are problematic. Get used to ambivalence, and if your parent is gone, my advice is to focus on her or his strengths, not her weaknesses. (https://clarespark.com/2013/05/12/i-remember-mama-betty-spark/.)

August 14, 2014

Understanding Obama’s ongoing appeal

Ridha Ridha "Normal Ambivalence"

Ridha Ridha “Normal Ambivalence”

Many dark thoughts cross my mind as I contemplate the list of failures attributable to POTUS, but ranking the reason for his continued popularity in some quarters goes beyond his obvious appeal to recipients of state largesse, proud or despised minorities, and guilty liberals.

Why has no one mentioned his stirring speeches promising national unity that helped elect him in the first place? For his healing messages imply that not only warring sections of our country shall be reunited, but that the disunity that we feel inside ourselves, and inside our supposedly harmonious “families” shall also be resolved.

And yet ambivalence is part of the human condition, as Freud controversially alleged in his formulation of the inescapable Oedipus Complex. One old standard partly and incompletely expresses these mixed feelings that occasionally surface, but are usually quickly repressed. (Here is Nat King Cole singing the Vincent Youmans tune “Sometimes I’m Happy” 1957: http://www.youtube.com/watch?v=CtPeknt0mBA.)

Psychiatrists Melanie Klein, Heinz Kohut and Otto Kernberg, in their studies of “object relations” and “narcissism” all explored the common practice of “splitting” in which we escape ambiguity and ambivalence by turning those figures (public or private) who arouse deep emotions into all good or all bad figures. I find myself doing this myself, and it is only in retrospect that I correct these black and white divisions. For like most other people, I am capable of either demonizing or hero-worshipping figures who are themselves sometimes benign, sometimes threatening, but always struggling to stay afloat.

Perhaps it is the greatest challenge we face as historians, as journalists, or as citizen-critics of our leaders to understand that each of us lives within a controlling, often menacing, context that we did not choose; moreover that we struggle to rationalize our own self-interest and to conform to the imprecations of our parents and siblings to be like them, to maintain idealized attachments, and indeed to like them without ambivalence.

We would rather escape into desolation or into the illusion of unity than face “things as they are” (Melville, speaking through the dubious (?) narrator of Pierre, or the Ambiguities (1852), or try his The Confidence-Man: His Masquerade (1857)—if you can take the challenge to your amour propre.)

Ryoshimizu, "Ambivalence"

Ryoshimizu, “Ambivalence”

Here is a related blog: https://clarespark.com/2013/09/17/the-illusion-of-national-unity/, with a disquieting painting by Max Beckmann expressing alienation and lack of connection with others or “things as they are.”

Beckmann, Paris Gesellschaft 1931

Beckmann, Paris Gesellschaft 1931

August 9, 2013

Melodrama and its appeal

melodramacrThis is a defense of the professional historian, with a further exploration into the dream world of melodrama. It follows https://clarespark.com/2013/08/08/neocons-academics-melodrama/, and is best read in sequence. (I am taking sides here, but I ask my “side” to take into account the emotional attachments and psychodynamics of the other side, as well as our own.)

It is all too easy to fall into the language of myth. Thus, in the current polarization over whether or not Ronald Radosh is a hero or a villain (the same goes for his antagonist Diana West), we may fail to transcend these mythic stereotypes. I brought up the pervasiveness of “melodrama” in my last blog, but skipped over it too quickly.

There are numerous academics who insist that relatively objective history is impossible and we should not even bother. Hayden White, who ran the History of Consciousness program at UC Santa Cruz, is one example: he argued that all history falls into the genres of literature, such as comedy or tragedy. His “postmodern” followers are legion and many are in powerful positions. I remember Richard Slotkin, a popular professor at Wesleyan University and author, arguing with me at a conference on “The American Hero” in 1978: There could be no escape from myth, he insisted. I demurred, though I will acknowledge that it is no easy task to get beyond our own subjectivity, i.e., the stories we tell ourselves about ourselves and the world we inhabit. These are stories that often have well-defined heroes, villains, and victims. I was born August 10, 1937, and I still amaze myself with reconfigurations of my family dynamics, all my decisions, including “mistakes”, or the flaws vs. the achievements of my immediate family. I pride myself on my willingness to correct errors, to escape the vocabulary of melodrama, but wonder if I have fallen into yet another trap of subjectivity, that perhaps I will never “get it right.”

This is healthy. Before I went to graduate school in history, I was compiling a context for sentimental song as popularized by the middle class before the American Civil War. It was then that I saw the abundance of songs about dead infants (infant mortality and early death were common occurrences at that time). I also noted the prevalence of heroes, villains, and victims in the discourses of the popular composers of the antebellum period. I read Melville with relief, because I was sick to death of gruesome lyrics and relieved to see him satirize the emotional vocabulary of his contemporaries, for instance in his send-up of sentimental novels: e.g., Pierre, or the Ambiguities (1852). Decades before Freud, Melville interrogated his family myths, and ended up with ambivalence and ambiguity, not only about his choices, but with respect to his feelings about his closest relatives, particularly his “dear, perfect father.” Melville, then and now, remains one of our greatest critics of melodrama. He has been punished for that, and his major crime would seem to be that he makes us think; he makes us look inside ourselves, and even then, we may never know what motivated us for certain. His protagonist “Pierre” is another Captain Ahab; there are striking similarities between the two Romantic heroes. The lesson they suggest to the reader is that the Romantic hero may be an antihero, even a destructive, demonic force. Melville does not conclude with clear answers; he leaves readers somewhat disoriented, but with a curious, questioning, unsettled kind of mind.

My major gripe with populism is that it hews to the romantic vocabulary of hero, villain, and victim. “The people” (rarely defined in terms of precise socio-economic class or gender) are the victims of villains (finance capital, warmongers, Jews, political hacks, professors), but are saved by designated heroic figures who finger the bad guys, and turn victims into heroes as they defend the people’s detective against onslaughts from, say, Ronald Radosh or the professors and journalists who support his critique of Diana West. Years ago I faced a similar situation when I defended Walter Lippmann from the followers of Noam Chomsky. Some Chomsky-ites remain unpersuaded by my essay, remaining heroically tied to their Leader against the forces of “manufactured consent” (i.e. the Jews who allegedly control mass media. See https://clarespark.com/2009/08/19/noam-chomskys-misrepresentation-of-walter-lippmanns-chief-ideas-on-manufacturing-consent/). I understand these attachments, which find their force in loyalty to families and other authority figures who hold the powers of life and death over us, even as we grow into adulthood.

Hero-worship is unattractive and un-American whether it emanates from the far Left/counter-culture or far Right. To many populists, Joseph McCarthy has been vindicated by the briefly opened Soviet archives after 1989, but they do not appreciate the caution that trained historians and political scientists exerted when interpreting the revelations about real Soviet espionage during the 1930s onward. It is one thing to recognize that Alger Hiss was guilty, but quite another to implicate all liberals, including FDR and his entire administration in Hiss’s treason. It is one thing to argue that the Cold War was fought too weakly (see Revel’s How Democracies Perish, summarized here: https://clarespark.com/2011/04/09/jean-francois-revel-and-father-mapple/), but quite another to claim that “America” was occupied by commie-symps for decades, that “America” was “betrayed” by moderates and liberals.

None of this mythologizing would be possible without the “culturalist” turn in the writing of U.S. history, combined with the promiscuous gullibility of internet users who enjoy being “inside-dopesters.” Economic interest was erased in favor of ethnicity and identity politics. The result? Our journalists usually fail to describe partisan conflicts (including internal ones) with accuracy. In my reading, economic factors and beliefs about wealth creation are foremost in the current polarization: Keynesians believe that the State is the most potent force enabling upward mobility, while free market theorists generally favor supply-side economics as more efficient and conferring improved life chances. (This conflict about wealth creation perhaps splits both political parties internally, complicating our political culture insofar as it goes unnoticed.)

What makes historians competent is their long immersion in archival research and their participation in the most heated debates over what really happened in the past. This is a discourse that has no place for hero-worship. We ought to suspect everybody, including ourselves as we read what is available to our eyes. It takes the most arduous training and ongoing humility to become even somewhat competent in any sub-field. To imagine that an English major from Yale, armed with only a bachelor’s degree, is able to correct the work of an entire group of historians (some of them sadder-but-wiser neocons), is to indulge oneself in the most primitive and destructive thinking.


September 21, 2012

Milton, Mason, Melville on Free Speech

[ Part two of this blog can be found here: https://clarespark.com/2012/09/22/materialist-history-and-the-idea-of-progress/]

This blog is about the intellectual history of the First Amendment, and is meant to establish a longer lineage than is asserted by many conservatives, who look to George Mason, Jefferson, and Madison as the most significant proponents of freedom of expression. What is ignored in this claim is the always contested nature of free speech, even within its most ardent progenitors. Also overlooked are the material interests of Southern slaveholders whose doctrine of State’s Rights was threatened by the abolitionist and/or antislavery arguments of such Federalists as Alexander Hamilton and John Jay.

For instance, George Mason (1725-1792), the famous Antifederalist, wanted slaves as property to be protected, although he opposed the extension of slavery and the importation of further slaves. During the 1830s, when slavery was defended as a positive good, Southerners forbade not only the education of slaves, but stopped the importation of Northern abolitionist arguments through the mails. It is obvious that material interests in slave property trumped any desire for universal freedom of expression in the slaveholding states.

Go back several centuries to Milton’s famous polemic Areopagitica (1644). In my book on the revival of Herman Melville’s reputation in the 20th century, I devoted an entire chapter to Milton and Melville’s ambivalent relations to puritanism, as expressed in Milton’s Paradise Lost. The poet’s relationship to his character Satan (often taken to be the mouthpiece of Milton in his most radical mood) has generated a “Milton industry” of even greater size and consequence than the “Melville industry.” Conservatives, moderates, and radicals alike, appropriate the life and art of these authors as their ideologies demand. What each party suppresses is the ambivalence of either Milton or Melville—an ambivalence that we may find within ourselves as we save our own hides from the bullies we encounter at every stage of life. This is an issue that educators fail to address, no matter how well-meaning their efforts may be at reforming the current system of public education. (See https://clarespark.com/2012/09/19/bullies/.)

What follows is a short collage followed by some comments that begin chapter 4 of my book. I lay out the obvious influence of Milton’s great tract upon Herman Melville, feeding his passionate desire to see and describe “things as they are.” For Melville, struggling with inner censors, was “the mind its own place?”

Gustave Dore Satan

[From Areopagitica:] I deny not, but that it is of greatest concernment in the Church and Commonwealth, to have a vigilant eye on how Bookes demeane themselves as well as men; and thereafter to confine, imprison, and do sharpest justice on them as malefactors: For books are not absolutely dead things, but doe contain a potencie of life in them to be as active as that soule whose progeny they are; nay they do preserve as in a violl the purest efficacie and extraction of that living intellect that bred them. I know they are lively, and as vigorously productive, as those fabulous Dragon’s teeth; and being sown up and down, may chance to spring up armed men. And yet on the other hand unless wariness be us’d, as good almost kill a Man as kill a good Book; who kills a Man kills a reasonable creature, Gods Image; but hee who destroyes a good Booke, kills reason itself, kills the Image of God, as it were in the eye.

[Melville to Evert Duyckinck, 1849, regretting his negative critique of Francis Parkman:] Hereafter I shall no more stab at a book (in print I mean) than I would stab at a man.[i]

[From “Baby Budd”:] Claggart hesitated not an instant. Deliberately advancing within short range of the sailor, he spoke. Without emphasis and in a tone more musical than ever, he delivered the accusation point-blank into his eyes.[ii]

Seventeenth-century radical puritans and scientists produced many of the innovations we associate with the intellectual foundations of democracy: along with the partial legitimation of dissent and libertarian ideas in some strands of Reformation thought, the scientific revolution fortified older political theories of popular sovereignty and constitutional government. The explosion of printing made subversive ideas broadly available to a growing and confident middle-class reading public eager to be emancipated from arbitrary authority. Milton published Areopagitica in 1644; it is perhaps the most eloquent statement ever conceived on behalf of intellectual freedom; it thrills to the puritan marrow of my bones. But that appeal to the censor was framed during the English Civil War soon after the Independents, reacting to new assertions of popular sovereignty, had put down rebels to their Left in the City of London, stifling vox populi (the voice of the people) in favor of vox salutaris (the voice of public safety).[iii] After the Restoration Sir Henry Vane was beheaded, and the bodies of the chief regicides, Cromwell, Ireton and Bradshaw, were exhumed and hanged as an example to would-be republicans. All overtly radical thoughts were chased back to the Tartarean realms from which the Titans had emerged. Milton, who had been named as secretary of foreign languages in 1649, was taken into custody then freed, perhaps by the intercessions of Andrew Marvell and Sir William Davenant or because the restored regime concluded that the blind poet, though formerly an official of the commonwealth and ardent defender of the regicides, was now harmless. [end, book excerpt]

Surveys taken by liberal journalists present a troubling picture of American attitudes toward freedom of speech. (See http://www.ajr.org/Article.asp?id=2621.) As we contemplate the direction of the current administration, attributing blame for the jihadists uprisings on a video of dubious origin (as opposed to terrorism only weakly resisted), we should be aware that the freedom of speech libertarians desire is not universally supported, not even in our “free republic.”

In my next blog, I will compare those accounts of the 1960s written within a religious framework, versus my own accounts of 20th century social movements as written by a materialist historian (myself). The subject highlighted will be a populism that has never been vanquished, and that retains all its baneful, irrationalist influence on our politics.

[i]  2. Melville to Evert Duyckinck, 12/14/49, N/N Corr., 148-149.

                [ii]  3. Herman Melville, “Baby Budd, Sailor,” quoted in Freeman, Melville’s Billy Budd, 317. In “Billy Budd,” Claggart’s glance is linked to an “asylum physician” and to the mesmerizing Rabbi in Clarel.

       [iii]  4. See Robert Brenner, Merchants and Revolution (Princeton: Princeton Univ. Press, 1993). On Davenant and Milton see http://www.oxfordtimes.co.uk/lifestyle/history/8927697.How_a_friendship_saved_John_Milton_s_life/.

January 13, 2012

Mark Twain’s failed Yankee

Soviet poster

When a writer chooses a name suggesting that two personas occupy one body (as in the nom de plume Mark Twain), the reader should take this self-definition seriously. Years ago, Dr. David James Fisher, psychoanalyst and intellectual historian, wrote a short paper on Twain’s difficulties with writing Huckleberry Finn. As I recall, in the scene where Huck, after determining that he feels as bad doing right (obeying the law) as doing wrong (risking a link to abolitionism), and hence will not turn the escaped slave Jim in to slave-catchers, Twain put down the manuscript and did not pick it up for several years. In any case, in the published version, the paddles of a looming steamboat capsize the raft and both Huck and Jim are in danger of drowning.

The next Twain fiction was A Connecticut Yankee in King Arthur’s Court (1889), with pointed illustrations by Dan Beard, the latter said to be even more of a radical democrat than Twain. As for the plot, briefly, a 19th century weapons engineer, an ex-worker risen to foreman of the Colt factory, after a blow to his head, wakes up in 6th century Britain, where he introduces modern science, weapons, factories, modern communication including railroads, education, and newspapers in order to rescue the oppressed masses and to institute a Republic, modeled after the Northern U.S., perhaps New England. This blog reacts to my third reading of the novel, with some thoughts regarding ambivalence in the Missouri-born author, with special reference to the ways some 20th century critics have appropriated the novel, in my view, missing what is most interesting about it. Here comes a brief meditation on my response to the novel.

Mark Twain was heavily promoted in the Soviet Union, for more reasons than his objection to the Spanish-American War. Reading CYKAC, one can see why. The narrator of the tale, Hank Morgan states that, regarding the French Revolution, though he started out as a Girondin (a moderate bourgeois, like Condorcet), he ended up as a sans-culotte! Moreover, both Twain and his fictional persona believe that armed struggle is the only route to revolution. When you tote up the casualties of the Terror, they are as nothing compared to the crimes against humanity inflicted by the heartless aristocracy. Soviets elevated Robespierre and other Jacobins, while many conservatives and centrists alike have drawn a straight line between Jacobins and 20th century Fascists and Nazis.

Moreover, Marx was a great admirer of the American Civil War, as are his followers among left-liberals. It was one of the great world revolutions and the most radical moment in U.S. history, they aver. And Hank Morgan’s modernizing animus against the medieval Catholic Church, allied as it was with the vicious, predatory aristocracy, would sit well with Soviets and their supporters. Morgan’s graphic descriptions of medieval barbarism, which many communists associate with the equally savage Gilded Age bourgeoisie, surely endeared Twain to those Soviet propagandists who associated late capitalism with fascism and imperialism. (See my notes on Henry Nash Smith, below in bibliography.)

Mark Twain ca. 1889

One wonders what communist readers would make of the following passage from Twain’s fantasy. I wonder if he was not disclosing one aspect of his own white-suited psyche as he complains that the common people buy into caste position, without a murmur of dissent or complaint: Twain suddenly returns to the present, in my view, defending his manhood, called into question by his youthful folly in briefly joining a Confederate militia, which he then deserted. But recall that Hank Morgan admires the manly gait and elegance of King Arthur. Part of Twain may admire the aristocracy he so vehemently rejects:

“[Referring to ‘the alacrity with which this oppressed community had turned their cruel hands against their own class in the interest of the common oppressor’] This was depressing—to a man with the dream of a republic in his head. It reminded me of a time thirteen centuries away, when the ‘poor whites’ of our South who were always despised, and frequently insulted, by the slave lords around them, and who owed their base condition simply to the presence of slavery in their midst, were pusillanimously ready to side with the slave lords in all political moves for the upholding and perpetuating of slavery, and did also finally shoulder their muskets and pour out their lives in an effort to prevent the destruction of the very institution that degraded them. And there was only one redeeming feature connected with that pitiful piece of history, and that was, that secretly the “poor white” did detest the slave lord and did feel his own shame.  That feeling was not brought to the surface, but the fact that it was there and could have been brought out under favoring circumstances, was something—in fact it was enough, for it showed that a man is at bottom a man, after all, even if it doesn’t show on the outside.’” (UC Press, Mark Twain Project edition, 1984, p.297)

One can almost hear Gyorg Lukás applauding Twain’s/Morgan’s reference to false consciousness, a failing that could be rectified by re-education by a communist vanguard or the “cultural Marxism” of the Frankfurt School critical theorists.

In the brief time that I have looked into recent appropriations of Twain’s text, I have seen only these two points brought out: First, the novel created a sub-genre of science fiction: the time traveling narrative; and second, that Twain was primarily objecting to the medieval revival of his period, and blaming the Southern rebellion as the consequence of besotted readers of Sir Walter Scott’s medieval romances. (Marx also read Scott, incidentally.)

But, such a (culturalist) reading misses one of the most obvious themes of the novel: that modern technology, especially modern weaponry, has changed the nature of warfare; that such innovations as the Gatling gun (mentioned many times in the text, and occasionally deployed in the Civil War), plus the shocking and unprecedented casualties of that conflict, had led, combined with the passivity and herd-behavior of the masses, turned Twain against the very optimism with which “the [Nietschean?] Boss” had begun his innovations. By the end, the would-be republican Twain has killed off his protagonist; he is no radical, but a bohemian who been fantasizing freedom, but finally bows to the all-powerful masters. Hank Morgan’s modernizing efforts cannot stave off the all-powerful Church and its befuddled masses. He has assumed the tragic, nihilistic demeanor of the author of The Mysterious Stranger. No Soviet commissar would have approved such disillusion and cultural pessimism, although Henry Nash Smith, remarked that Morgan’s top-down modernization plan was Soviet in conception.

Many a historian has studied the transition from feudalism to capitalism. Few, if any, would disagree with the notion that it is impossible to modernize without movement toward  mass literacy and numeracy, competitive markets and the scientific world-view that markets encourage, except those Leninists, perhaps, who believe that the dread bourgeois phase of development can be leaped over straight into heaven on earth. To them, I recommend Twain’s famously ‘failed’ tragedy, with the proviso that the author, in Life on the Mississippi (1883) had hard things to say about soul-less machines and even mentioned Frankenstein. Henry Nash Smith erred in identifying Twain with Hank Morgan (ostensibly a laissez-faire capitalist), although there is something of Hank in Twain’s character.


Smith, Henry Nash. Mark Twain’s Fable of Progress: Political and Economic Ideas in “A Connecticut Yankee” (Rutgers UP, 1964). While the quasi-socialistic William Dean Howells and Melville-admirer Edwin Stedman thought that the novel was Twain’s masterpiece,  Smith makes the book an evasion of the true nature of class struggle in the laissez-faire Gilded Age; a product of “Promethean” Twain’s regrettable Anglo-phobic “jingoistic nationalism”; and finds philistine folk humor too weak a reed to carry the immense project of the novel. Twain was simply not up to the challenge, and problems with his own finances explain the unconvincing and depressing finish. He does not note a possible reference to Civil War casualties, nor does he associate the knightly class with Southern slaveholders, but he does see Twain as sympathetic to some noble aristocrats. He is also put off by Dan Beard’s naughtily [Jacobin] illustrations, that had no basis, Nash says, in the text. I disagree with that judgment. Beard’s affinity with Tom Paine was obviously shared by Twain throughout.



http://www.twainquotes.com/19600306.html. Joseph Wood Krutch on how the Soviets got Twain wrong.

http://en.wikipedia.org/wiki/Ronald_Takaki, author of Iron Cages: Race and Culture and 19th Century America (Knopf, 1987). Takaki associates  Hank Morgan with Melville’s Captain Ahab.

http://tinyurl.com/7y8usec. Richard Nielsen quoting Max Weber. Teaches at Boston College.

http://tinyurl.com/7wxxnnf. E-Book version of Connecticut Yankee with introduction, including social views


http://tinyurl.com/7kw4n77 Daniel Aaron on Mark Twain’s Civil War politics

[Tom Nichols translation of the illustrated Soviet Poster:] “And as for a flag for the Philippine Province, it is easily managed. We can have a special one–our States do it: we can have just our usual flag, with the white stripes painted black and the stars replaced by the skull and cross-bones.” (http://www.loc.gov/rr/hispanic/1898/twain.html)

The Soviet poster says:  “We can set up a special flag, just the same flag with the white stripes black and the stars replaced by the skull and crossbones. — Mark Twain”  Then at the bottom: AMERICA – THE NATION OF TRAMPLED RIGHTS.

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